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SEC Filings

Form SC TO-I
AMGEN INC filed this Form SC TO-I on 02/05/2018
Document Outline
Entire Document (934 KB)
Subdocument 1 - SC TO-I - SC TO-I
Page 1 - UNITED STATES
Page 2 - SCHEDULE TO
Page 3 - Purchases:
Page 4 - ITEM 10. FINANCIAL STATEMENTS
Page 5 - ITEM 13. INFORMATION REQUIRED BY SCHEDULE 13E-3
Page 6 - SIGNATURES
Page 7 - EXHIBIT INDEX
Page 8 - N/A
Subdocument 2 - EX-99.(A)(1)(I) - EX-99.(A)(1)(I)
Page 1 - Exhibit (a)(1)(i)
Page 2 - IMPORTANT
Page 3 - WE HAVE NOT MADE ANY RECOMMENDATION AS TO WHETHER YOU SHOULD TENDER OR NOT TENDER YOUR SHARES IN THE
Page 4 - TABLE OF CONTENTS
Page 5 - SUMMARY TERM SHEET
Page 6 - What will be the purchase price for the Shares and what will be the form of payment?
Page 7 - How long do I have to tender my Shares?
Page 8 - How do I tender my Shares?
Page 9 - Once I have tendered Shares in the Offer, may I withdraw my tendered Shares?
Page 10 - In what order will you purchase the tendered Shares?
Page 11 - If I am a holder of RSUs or performance units, how do I participate in the Offer?
Page 12 - What are the United States federal income tax consequences if I tender my Shares?
Page 13 - FORWARD-LOOKING STATEMENTS
Page 14 - INTRODUCTION
Page 15 - OUR BOARD OF DIRECTORS, THE DEALER MANAGERS, THE INFORMATION AGENT OR THE DEPOSITARY HAS AUTHORIZED
Page 16 - THE OFFER
Page 17 - Priority of Purchases
Page 18 - 2. Purpose of the Offer; Certain Effects of the Offer.
Page 19 - Certain Effects of the Offer
Page 20 - 3. Procedures for Tendering Shares.
Page 21 - Signature Guarantees and Method of Delivery
Page 22 - Book-Entry Transfer Facility. ANY DOCUMENTS DELIVERED TO US, THE DEALER MANAGERS, THE INFORMATION AG
Page 23 - Procedures for RSUs and Performance Units
Page 24 - Lost or Destroyed Certificates
Page 25 - Stockholders should consult their own tax advisors regarding the application of backup withholding t
Page 26 - 5. Purchase of Shares and Payment of Purchase Price.
Page 27 - Under no circumstances will interest be paid on the Final Purchase Price for the Shares, regardless
Page 28 - 7. Conditions of the Offer.
Page 29 - N/A
Page 30 - 8. Price Range of Shares; Dividends.
Page 31 - Availability of Reports and Other Information.
Page 32 - Summary Historical Consolidated Financial Data.
Page 33 - Summary Pro Forma Financial Information.
Page 34 - 12. Interests of Directors and Executive Officers; Transactions and Arrangements Concerning the Shar
Page 35 - N/A
Page 36 - Securities Transactions.
Page 37 - Amgen Inc. Amended and Restated Employee Stock Purchase Plan
Page 38 - 14. Certain United States Federal Income Tax Consequences.
Page 39 - Each stockholder is urged to consult its tax advisor as to the particular United States federal inco
Page 40 - Sale or Exchange Treatment.
Page 41 - Distribution Treatment.
Page 42 - Withholding For Non-U.S. Holders.
Page 43 - Stockholders should consult their tax advisors regarding the application of backup withholding to th
Page 44 - 16. Fees and Expenses.
Page 45 - 17. Miscellaneous.
Page 46 - The Depositary for the Offer is:
Subdocument 3 - EX-99.(A)(1)(II) - EX-99.(A)(1)(II)
Page 1 - Exhibit (a)(1)(ii)
Page 2 - N/A
Page 3 - READ THE INSTRUCTIONS CAREFULLY BEFORE
Page 4 - METHOD OF DELIVERY
Page 5 - PRICE (IN DOLLARS) PER SHARE AT WHICH SHARES ARE BEING TENDERED
Page 6 - CONDITIONAL TENDER
Page 7 - LOST OR DESTROYED CERTIFICATE(S)
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - Complete accompanying IRS Form W-9 or appropriate IRS Form W-8.
Page 12 - INSTRUCTIONS
Page 13 - THE METHOD OF DELIVERY OF SHARES, THIS LETTER OF TRANSMITTAL AND ANY OTHER REQUIRED DOCUMENTS, INCLU
Page 14 - 6. Signatures on Letter of Transmittal, Stock Powers and Endorsements.
Page 15 - None of Amgen, the Dealer Managers, the Information Agent, the Depositary or any other person will b
Page 16 - 11. Withholding on Non-U.S. Holders.
Page 17 - 12. Requests for Assistance or Additional Copies.
Page 18 - IMPORTANT:
Page 19 - General Instructions
Page 20 - What is FATCA reporting
Page 21 - Line 2
Page 22 - Note:
Page 23 - The Depositary for the Offer is:
Subdocument 4 - EX-99.(A)(1)(III) - EX-99.(A)(1)(III)
Page 1 - Exhibit (a)(1)(iii)
Page 2 - NOTE: SIGNATURES MUST BE PROVIDED WHERE INDICATED BELOW
Page 3 - A STOCKHOLDER DESIRING TO TENDER SHARES AT MORE THAN ONE PRICE MUST COMPLETE A SEPARATE NOTICE OF GU
Page 4 - PLEASE SIGN ON THIS PAGE
Page 5 - GUARANTEE
Subdocument 5 - EX-99.(A)(1)(IV) - EX-99.(A)(1)(IV)
Page 1 - Exhibit (a)(1)(iv)
Page 2 - pro rata
Page 3 - NOTHING CONTAINED IN THIS DOCUMENT OR IN THE ENCLOSED DOCUMENTS WILL MAKE YOU OR ANY OTHER PERSON AN
Subdocument 6 - EX-99.(A)(1)(V) - EX-99.(A)(1)(V)
Page 1 - Exhibit (a)(1)(v)
Page 2 - pro rata
Page 3 - YOUR PROMPT ACTION IS REQUESTED. YOUR INSTRUCTION FORM SHOULD BE FORWARDED TO US IN AMPLE TIME TO PE
Page 4 - INSTRUCTION FORM
Page 5 - CHECK ONLY ONE BOX UNDER (1) OR (2) ABOVE. IF MORE THAN ONE BOX IS CHECKED ABOVE, THERE IS NO VALID
Page 6 - SIGNATURE
Subdocument 7 - EX-99.(A)(1)(VI) - EX-99.(A)(1)(VI)
Page 1 - Exhibit (a)(1)(vi)
Page 2 - www.sec.gov
Page 3 - N/A
Page 4 - N/A
Page 5 - Important Notice Concerning Your Rights Under the Amgen Retirement and Savings Plan and the Retireme
Page 6 - If the terms of this memorandum conflict with the Offer to Purchase, the Offer to Purchase shall con
Page 7 - Tender Offer Questions and Answers
Page 8 - N/A
Page 9 - N/A
Page 10 - proceeds
Page 11 - Titulares de acciones comunes de Amgen que posees en ciertos planes de beneficios
Page 12 - Securities and Exchange Commission
Page 13 - C mo ofrecer participaciones que se tengan en el Plan de Retiro, tu cuenta LIIA de Merrill Lynch o e
Page 14 - N/A
Page 15 - Aviso importante sobre tus derechos en el Plan de Ahorro para el Retiro de Amgen y el Plan de Ahorro
Page 16 - miembro de su junta de directores, los Agentes Burs tiles, el Agente de Informaci n ni el Depositari
Page 17 - Las acciones comunes de Amgen que posees en cartera dentro del Plan de Ahorro para el Retiro de Amge
Subdocument 8 - EX-99.(A)(5)(II) - EX-99.(A)(5)(II)
Page 1 - Exhibit (a)(5)(ii)
Page 2 - Stockholders are urged to obtain current market quotations for the Shares before deciding whether an
Page 3 - N/A
Page 4 - The Company s Board of Directors has authorized us to make the Offer. However, none of the Company,
Page 5 - N/A
Page 6 - The Information Agent for the Offer is: