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SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

Specialized Disclosure Report

 

 

AMGEN INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-37702   95-3540776

(State or other jurisdiction

of corporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

One Amgen Center Drive, Thousand Oaks, CA   91320-1799
(Address of principal executive offices)   (zip code)

Venkata Yepuri

Amgen Inc.

(805) 313-1449

(Name and telephone number, including area code, of the person to contact in connection with this report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.

 

 

 

Section 1—Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

This Form SD is filed by Amgen Inc. (the “Company”) pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2015, to December 31, 2015.

A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 to this Form SD, and has been posted on Amgen’s external website at http://www.amgen.com/conflictmineralsreport. References in this Form SD to the Company’s website are not intended to function as hyperlinks and the information contained on the Company’s website is not intended to be part of this Report.

Item 1.02 Exhibit

As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

Section 2—Exhibits

Item 2.01 Exhibits

The following exhibit is filed as part of this report.

 

Exhibit No

   

Description

1.01    Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

    AMGEN INC.
Date: May 31, 2016     By:  

/s/ David W. Meline

    Name:   David W. Meline
    Title:   Executive Vice President and Chief Financial Officer
EX-1.01

Exhibit 1.01

Amgen Inc. Conflict Minerals Report

For the Year Ended December 31, 2015

This Amgen Inc. Conflict Minerals Report (the “Report”) is prepared in response to Rule 13p-1 and Form SD (the “Rule”) promulgated by the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934. The Rule imposes certain reporting obligations on SEC registrants who manufacture, or contract to manufacture, products for which certain specified minerals are necessary to the functionality or production of those products. These minerals consist of columbite-tantalite (coltan), cassiterite and wolframite (and their derivatives tantalum, tin, and tungsten), and gold (collectively, “Conflict Minerals”). The “Covered Countries” for the purposes of the Rule and this Report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

This Report covers products manufactured or contracted to be manufactured by Amgen Inc. (including its subsidiaries, referred to as “Amgen,” “the Company,” “we,” “our” or “us”) from January 1 through December 31, 2015, for which Conflict Minerals are necessary to the functionality or production of those products.

References in this Report to Amgen’s website are not intended to function as hyperlinks and the information contained on Amgen’s website is not intended to be part of this Report.

Company and Product Overview

Amgen is a global biopharmaceutical company based in Thousand Oaks, California. Amgen is committed to unlocking the potential of biology for patients suffering from serious illnesses by discovering, developing, manufacturing and delivering innovative human therapeutics.

Amgen focuses on areas of high unmet medical need and leverages its expertise to strive for solutions that improve health outcomes and dramatically improve people’s lives. A biotechnology pioneer since 1980, Amgen has grown to be one of the world’s leading independent biotechnology companies, has reached millions of patients around the world and is developing a pipeline of medicines with breakaway potential.

Amgen has determined that the delivery device for one of its medicines (the “Product”) may contain Conflict Minerals that are necessary to the functionality or production of the Product. With respect to the Product, Amgen contracts for its manufacture with a single supplier (the “Supplier”). In turn, the Supplier contracts to have the Product manufactured by a single supplier (the “Sub-Supplier”), which is responsible for the sourcing of components and subassemblies used in the Product.

Reasonable Country of Origin Inquiry

Amgen is separated by many tiers in the supply chain from the smelters or refiners (“SORs”) of any minerals found in the Product. Consequently, Amgen worked through the Supplier to obtain information on the origin of any necessary Conflict Minerals contained in the Product.

As required by the Rule, Amgen conducted a reasonable country of origin inquiry into the necessary Conflict Minerals contained in the Product. As part of that inquiry, Amgen utilized the Conflict Minerals Reporting Template (“CMRT”) created by the Conflict-Free Sourcing Initiative (“CFSI”) to facilitate the transfer of information through the supply chain regarding Conflict Mineral country of origin and the SORs being utilized. CFSI is a cross-industry effort to facilitate the validation of SORs and their participation in CFSI’s Conflict-Free Smelter Program (the “CFSP”), which offers third-party audits of SORs to certify that the minerals they process originate from conflict-free sources. Amgen sent a copy of the CMRT to the Supplier for its completion with respect to the Product. The Supplier completed and returned the CMRT to Amgen.

Amgen reviewed the completed CMRT and engaged in follow-up inquiry with Supplier that resulted in Amgen determining that it had reason to believe that some of the necessary Conflict Minerals contained in the Product may

 

1

have originated in one or more of the Covered Countries and may not be from recycled or scrap sources. As required by the Rule, Amgen therefore conducted further due diligence on the source and chain of custody of the necessary Conflict Minerals contained in the Product, as described below.

Due Diligence Design and Performance

Due Diligence Design. Amgen’s due diligence measures were designed to conform in all material respects with the due-diligence-related steps of the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict Affected and High Risk Areas: Second Edition and the related Supplements (“OECD Guidance”). The OECD Guidance is an internationally recognized due diligence framework consisting of a multistep, risk-based process. Amgen is a “downstream company” within the meaning of the OECD Guidance; Amgen therefore designed its due diligence measures in a manner consistent with the OECD Guidance specifically applicable to downstream companies.

Amgen designed its due diligence measures to address the following areas:

 

Step 1: Establish strong Company management systems;
Step 2: Identify and assess risks in the supply chain;
Step 3: Design and implement a strategy to respond to identified risks;
Step 4: Carry out independent third-party audit of the supply chain due diligence at identified points in the supply chain; and
Step 5: Report on supply chain due diligence.

Due Diligence Performance. Specific elements of Amgen’s due diligence measures performed in relation to its 2015 Conflict Minerals Report include the following:

 

Step 1: Establish strong Company management systems

 

  •   Amgen adopted a Conflict Minerals Policy, which is posted on Amgen’s external website at: http://www.amgen.com/partners/suppliers/supplier-resources/conflict-minerals-policy.

 

  •   Amgen expanded its Supplier Code of Conduct with specific requirements for suppliers to Amgen of products or materials containing Conflict Minerals, and posted it on Amgen’s external website at: http://www.amgen.com/partners/suppliers/supplier-resources/supplier-code-of-conduct.

 

  •   Amgen enhanced its Supplier Sustainability program with an implementation team with responsibilities that include Conflict Minerals compliance and internal and external reporting. Amgen also assembled a cross-functional team to address Conflict Minerals-related issues, which includes representatives from the following Amgen functions: Global Strategic Sourcing; Supply Chain; Environment, Health, Safety & Sustainability; Worldwide Compliance & Business Ethics; and Law.

 

  •   Amgen developed and implemented standard Conflict Minerals provisions into the terms of Amgen supplier contracts as new supplier arrangements were entered into and existing suppliers renewed their contracts.

 

  •   Amgen maintained a Business Conduct Hotline where individuals can raise matters of concern with the way Amgen is conducting its business, and provided on its website a direct email address through which suppliers and others can direct questions to Amgen’s Supplier Sustainability team about the Amgen Supplier Code of Conduct, including Conflict Minerals requirements.

 

2

Step 2: Identify and assess risks in the supply chain

 

  •   Amgen’s assessment of the risk in its supply chain was conducted primarily through Amgen’s review of the CMRT and related information provided by the Supplier and the evaluation of information about SORs provided by CFSI, including CFSI’s list of SORs that have been found by CFSI to be compliant with its CFSP protocols and listed on its website as conflict-free (“CFSP certified”).

 

  •   In connection with Amgen’s due diligence activities, the Supplier advised Amgen that, because all Product components and subassemblies were sourced by the Sub-Supplier, the Supplier had engaged the Sub-Supplier to determine the source and chain of custody of any necessary Conflict Minerals contained in the Product. Amgen confirmed with the Supplier that, as part of that process, the Sub-Supplier had contacted all of the suppliers of materials containing Conflict Minerals that were necessary to the functionality or production of the Product (the “Supplier Group”) and had requested that each such supplier complete a copy of the CMRT. The Supplier utilized the information provided by the Supplier Group in preparing the CMRT provided to Amgen.

 

  •   In evaluating the information provided by the Supplier, Amgen considered the fact that both the Supplier and the Sub-Supplier are SEC registrants subject to the Conflict Minerals reporting requirements of the Rule and that the Sub-Supplier is a current member of CFSI as well as a founding member of the Electronic Industry Citizenship Coalition (“EICC”), an industry group that joined with the Global e-Sustainability Initiative to create CFSI.

 

Step 3: Design and implement a strategy to respond to identified risks

 

  •   Amgen implemented a process for evaluating supplier violations of Amgen’s Conflict Minerals Policy and the Conflict Minerals provisions of Amgen’s Supplier Code of Conduct and determining follow-up actions, if any, to mitigate related risks. The process includes escalation to Amgen senior management when appropriate.

 

  •   Amgen also provided periodic updates to Amgen senior management regarding its Conflict Minerals due diligence results and reporting process.

 

Step 4: Carry out independent third-party audit of the supply chain due diligence at identified points in the supply chain

 

  •   As a downstream company in the supply chain, Amgen does not conduct audits of SORs. Amgen instead relies on the CFSP third-party audits of SOR due diligence practices and those of similar recognized assessment programs.

 

Step 5: Report on supply chain due diligence

 

  •   Amgen posted this Report on Amgen’s external website at http://www.amgen.com/conflictmineralsreport.

Results of Due Diligence

Information on Smelters or Refiners

As a downstream company in the supply chain, Amgen relies on the information provided by its Supplier to identify SORs that may have processed Conflict Minerals contained in the Product. The Supplier provided Amgen with a list of SORs that it had identified and validated against CFSI’s smelter reference list. The Supplier also advised Amgen that some suppliers in the Supplier Group provided incomplete information, and that some suppliers provided “company level” CMRT responses that include Conflict Mineral information for all products sold even though the Sub-Supplier may have purchased only a limited subset of such products from that supplier. Accordingly, Amgen cannot conclusively determine whether any materials obtained from these suppliers or processed by the identified SORs are actually contained in the Product.

 

3

Based on the information provided by the Supplier:

 

  •   272 unique SORs were identified as potential sources of Conflict Minerals in the Product. These SORs are set forth in Annex A.

 

  •   Of those 272 SORs, 22 SORs were identified by the Supplier as sourcing from one or more of the Covered Countries. Each of these 22 SORs is CFSP certified and is listed in Annex B.

 

  •   Of the remaining 250 SORs not identified by the Supplier as sourcing from the Covered Countries, 210 are facilities that are CFSP certified or that are actively pursuing CFSP certification, and 3 facilities are members of the Tungsten Industry - Conflict Minerals Council (“TI-CMC”), an organization taking a harmonized approach to CFSP certification. The status of CFSP certification or TI-CMC membership is indicated in Annex A.

Efforts to Determine the Country of Origin or Mine of Origin

In order to determine country or mine of origin, Amgen depends on information provided by its Supplier as well as information made available by CFSI. For its 2015 Conflict Minerals Report, Amgen did not receive sufficient information from the Supplier to conclusively determine the mines or the countries of origin of the Conflict Minerals in the Product or whether such Conflict Minerals are from recycled or scrap sources. However, as previously indicated, all 22 of the SORs identified by the Supplier as sourcing from the Covered Countries are CFSP certified.

On-going Risk Mitigation

Over time, Amgen will work to continuously improve its due diligence processes in an effort to reduce the risk of sourcing Conflict Minerals that may be funding armed conflict in the Covered Countries. Some of the anticipated risk mitigation approaches include:

 

  •   Strengthening Amgen’s engagement with its direct suppliers (including with new suppliers as new supply relationships are entered into) with regard to Amgen’s Conflict Minerals performance and reporting expectations.

 

  •   Working with Amgen’s current and future suppliers to increase transparency into the upstream Conflict Minerals supply chain and to encourage additional Conflict Mineral SORs to become CFSP certified or to participate in another internationally recognized SOR audit program.

 

4

ANNEX A

Smelter Reference List Name, Standard Smelter Name, Smelter Country and Smelter ID No. are as set forth on CFSI’s smelter reference list

 

* indicates SOR is CFSI certified or actively pursuing certification
** indicates SOR is a member of the Tungsten Industry – Conflict Mineral Council (TI-CMC)

 

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

1   Gold   Aida Chemical Industries Co., Ltd.   Aida Chemical Industries Co., Ltd.   *   JAPAN   CID000019
2   Gold   Allgemeine Gold-und Silberscheideanstalt A.G.   Allgemeine Gold-und Silberscheideanstalt A.G.   *   GERMANY   CID000035
3   Gold   Almalyk Mining and Metallurgical Complex (AMMC)   Almalyk Mining and Metallurgical Complex (AMMC)   *   UZBEKISTAN   CID000041
4   Gold   AngloGold Ashanti Córrego do Sítio Mineração   AngloGold Ashanti Córrego do Sítio Mineração   *   BRAZIL   CID000058
5   Gold   Anhui Tongling Nonferrous Metal Mining Co., Ltd.   Tongling Nonferrous Metals Group Co., Ltd.     CHINA   CID001947
6   Gold   Argor-Heraeus SA   Argor-Heraeus SA   *   SWITZERLAND   CID000077
7   Gold   Asahi Pretec Corporation   Asahi Pretec Corporation   *   JAPAN   CID000082
8   Gold   Asahi Refining Canada Limited   Asahi Refining Canada Limited   *   CANADA   CID000924
9   Gold   Asahi Refining USA Inc.   Asahi Refining USA Inc.   *   UNITED STATES   CID000920
10   Gold   Asaka Riken Co., Ltd.   Asaka Riken Co., Ltd.   *   JAPAN   CID000090
11   Gold   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.   *   TURKEY   CID000103
12   Gold   Aurubis AG   Aurubis AG   *   GERMANY   CID000113
13   Gold   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)   *   PHILIPPINES   CID000128
14   Gold   Boliden AB   Boliden AB   *   SWEDEN   CID000157
15   Gold   C. Hafner GmbH + Co. KG   C. Hafner GmbH + Co. KG   *   GERMANY   CID000176
16   Gold   Caridad   Caridad     MEXICO   CID000180
17   Gold   CCR Refinery - Glencore Canada Corporation   CCR Refinery - Glencore Canada Corporation   *   CANADA   CID000185
18   Gold   Cendres + Métaux SA   Cendres + Métaux SA   *   SWITZERLAND   CID000189
19   Gold   Chimet S.p.A.   Chimet S.p.A.   *   ITALY   CID000233
20   Gold   Chugai Mining   Chugai Mining     JAPAN   CID000264
21   Gold   Daejin Indus Co., Ltd.   Daejin Indus Co., Ltd.   *   KOREA, REPUBLIC OF   CID000328
22   Gold   Daye Non-Ferrous Metals Mining Ltd.   Daye Non-Ferrous Metals Mining Ltd.     CHINA   CID000343
23   Gold   Do Sung Corporation   DSC (Do Sung Corporation)   *   KOREA, REPUBLIC OF   CID000359
24   Gold   Doduco   DODUCO GmbH   *   GERMANY   CID000362
25   Gold   Dowa   Dowa   *   JAPAN   CID000401
26   Gold   Eco-System Recycling Co., Ltd.   Eco-System Recycling Co., Ltd.   *   JAPAN   CID000425
27   Gold   Elemetal Refining, LLC   Elemetal Refining, LLC   *   UNITED STATES   CID001322

 

1

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

28   Gold   Faggi Enrico S.p.A.   Faggi Enrico S.p.A.   *   ITALY   CID002355
29   Gold   FSE Novosibirsk Refinery   OJSC Novosibirsk Refinery   *   RUSSIAN FEDERATION   CID000493
30   Gold   Gansu Seemine Material Hi-Tech Co., Ltd.   Gansu Seemine Material Hi-Tech Co., Ltd.     CHINA   CID000522
31   Gold   Great Wall Precious Metals Co,. LTD.   Great Wall Precious Metals Co., Ltd. of CBPM     CHINA   CID001909
32   Gold   Guangdong Jinding Gold Limited   Guangdong Jinding Gold Limited     CHINA   CID002312
33   Gold   Heimerle + Meule GmbH   Heimerle + Meule GmbH   *   GERMANY   CID000694
34   Gold   Heraeus Ltd. Hong Kong   Heraeus Ltd. Hong Kong   *   CHINA   CID000707
35   Gold   Heraeus Precious Metals GmbH & Co. KG   Heraeus Precious Metals GmbH & Co. KG   *   GERMANY   CID000711
36   Gold   Hunan Chenzhou Mining Industry Co. Ltd.   Hunan Chenzhou Mining Co., Ltd.     CHINA   CID000767
37   Gold   Hwasung CJ Co., Ltd.   Hwasung CJ Co., Ltd.     KOREA, REPUBLIC OF   CID000778
38   Gold   Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited   Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited     CHINA   CID000801
39   Gold   Ishifuku Metal Industry Co., Ltd.   Ishifuku Metal Industry Co., Ltd.   *   JAPAN   CID000807
40   Gold   Istanbul Gold Refinery   Istanbul Gold Refinery   *   TURKEY   CID000814
41   Gold   Japan Mint   Japan Mint   *   JAPAN   CID000823
42   Gold   Jiangxi Copper Company Limited   Jiangxi Copper Company Limited   *   CHINA   CID000855
43   Gold   JSC Ekaterinburg Non-Ferrous Metal Processing Plant   JSC Ekaterinburg Non-Ferrous Metal Processing Plant   *   RUSSIAN FEDERATION   CID000927
44   Gold   JSC Uralelectromed   JSC Uralelectromed   *   RUSSIAN FEDERATION   CID000929
45   Gold   JX Nippon Mining & Metals Co., Ltd.   JX Nippon Mining & Metals Co., Ltd.   *   JAPAN   CID000937
46   Gold   Kazzinc   Kazzinc   *   KAZAKHSTAN   CID000957
47   Gold   Kennecott Utah Copper LLC   Kennecott Utah Copper LLC   *   UNITED STATES   CID000969
48   Gold   Kojima Chemicals Co., Ltd.   Kojima Chemicals Co., Ltd.   *   JAPAN   CID000981
49   Gold   Korea Metal Co., Ltd.   Korea Metal Co., Ltd.     KOREA, REPUBLIC OF   CID000988
50   Gold   Kyrgyzaltyn JSC   Kyrgyzaltyn JSC     KYRGYZSTAN   CID001029
51   Gold   L’ azurde Company For Jewelry   L’ azurde Company For Jewelry     SAUDI ARABIA   CID001032
52   Gold   Lingbao Gold Company Limited   Lingbao Gold Company Limited     CHINA   CID001056
53   Gold   Lingbao Jinyuan Tonghui Refinery Co., Ltd.   Lingbao Jinyuan Tonghui Refinery Co., Ltd.     CHINA   CID001058
54   Gold   LS-NIKKO Copper Inc.   LS-NIKKO Copper Inc.   *   KOREA, REPUBLIC OF   CID001078
55   Gold   Luoyang Zijin Yinhui Metal Smelt Co Ltd   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.     CHINA   CID001093
56   Gold   Materion   Materion   *   UNITED STATES   CID001113
57   Gold   Matsuda Sangyo Co., Ltd.   Matsuda Sangyo Co., Ltd.   *   JAPAN   CID001119

 

2

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

58   Gold   Metalor Technologies (Hong Kong) Ltd.   Metalor Technologies (Hong Kong) Ltd.   *   CHINA   CID001149
59   Gold   Metalor Technologies (Singapore) Pte., Ltd.   Metalor Technologies (Singapore) Pte., Ltd.   *   SINGAPORE   CID001152
60   Gold   Metalor Technologies (Suzhou) Ltd.   Metalor Technologies (Suzhou) Ltd.   *   CHINA   CID001147
61   Gold   Metalor Technologies SA   Metalor Technologies SA   *   SWITZERLAND   CID001153
62   Gold   Metalor USA Refining Corporation   Metalor USA Refining Corporation   *   UNITED STATES   CID001157
63   Gold   Met-Mex Penoles, S.A.   METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V   *   MEXICO   CID001161
64   Gold   Mitsubishi Materials Corporation   Mitsubishi Materials Corporation   *   JAPAN   CID001188
65   Gold   Mitsui Mining and Smelting Co., Ltd.   Mitsui Mining and Smelting Co., Ltd.   *   JAPAN   CID001193
66   Gold   MMTC-PAMP India Pvt., Ltd.   MMTC-PAMP India Pvt., Ltd.   *   INDIA   CID002509
67   Gold   Moscow Special Alloys Processing Plant   Moscow Special Alloys Processing Plant   *   RUSSIAN FEDERATION   CID001204
68   Gold   Nadir Metal Rafineri San. Ve Tic. A.Ş.   Nadir Metal Rafineri San. Ve Tic. A.Ş.   *   TURKEY   CID001220
69   Gold   Navoi Mining and Metallurgical Combinat   Navoi Mining and Metallurgical Combinat   *   UZBEKISTAN   CID001236
70   Gold   Nihon Material Co., Ltd.   Nihon Material Co., Ltd.   *   JAPAN   CID001259
71   Gold   Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH   Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH   *   AUSTRIA   CID002779
72   Gold   Ohio Precious Metals, LLC   Elemetal Refining, LLC   *   UNITED STATES   CID001322
73   Gold   Ohura Precious Metal Industry Co., Ltd.   Ohura Precious Metal Industry Co., Ltd.   *   JAPAN   CID001325
74   Gold   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)   *   RUSSIAN FEDERATION   CID001326
75   Gold   PAMP SA   PAMP SA   *   SWITZERLAND   CID001352
76   Gold   Penglai Penggang Gold Industry Co., Ltd.   Penglai Penggang Gold Industry Co., Ltd.     CHINA   CID001362
77   Gold   Prioksky Plant of Non-Ferrous Metals   Prioksky Plant of Non-Ferrous Metals   *   RUSSIAN FEDERATION   CID001386
78   Gold   PT Aneka Tambang (Persero) Tbk   PT Aneka Tambang (Persero) Tbk   *   INDONESIA   CID001397
79   Gold   PX Précinox SA   PX Précinox SA   *   SWITZERLAND   CID001498
80   Gold   Rand Refinery (Pty) Ltd.   Rand Refinery (Pty) Ltd.   *   SOUTH AFRICA   CID001512
81   Gold   Republic Metals Corporation   Republic Metals Corporation   *   UNITED STATES   CID002510
82   Gold   Royal Canadian Mint   Royal Canadian Mint   *   CANADA   CID001534
83   Gold   Sabin Metal Corp.   Sabin Metal Corp.     UNITED STATES   CID001546
84   Gold   Samduck Precious Metals   Samduck Precious Metals   *   KOREA, REPUBLIC OF   CID001555
85   Gold   SAMWON METALS Corp.   SAMWON Metals Corp.     KOREA, REPUBLIC OF   CID001562
86   Gold   Schone Edelmetaal B.V.   Schone Edelmetaal B.V.   *   NETHERLANDS   CID001573

 

3

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

87   Gold   SEMPSA Joyería Platería SA   SEMPSA Joyería Platería SA   *   SPAIN   CID001585
88   Gold   Shandong Tarzan Bio-Gold Industry Co., Ltd.   Shandong Tiancheng Biological Gold Industrial Co., Ltd.     CHINA   CID001619
89   Gold   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.   *   CHINA   CID001622
90   Gold   Sichuan Tianze Precious Metals Co., Ltd.   Sichuan Tianze Precious Metals Co., Ltd.   *   CHINA   CID001736
91   Gold   Singway Technology Co., Ltd.   Singway Technology Co., Ltd.   *   TAIWAN   CID002516
92   Gold   So Accurate Group, Inc.   So Accurate Group, Inc.     UNITED STATES   CID001754
93   Gold   SOE Shyolkovsky Factory of Secondary Precious Metals   SOE Shyolkovsky Factory of Secondary Precious Metals   *   RUSSIAN FEDERATION   CID001756
94   Gold   Solar Applied Materials Technology Corp.   Solar Applied Materials Technology Corp.   *   TAIWAN   CID001761
95   Gold   Sumitomo Metal Mining Co., Ltd.   Sumitomo Metal Mining Co., Ltd.   *   JAPAN   CID001798
96   Gold   T.C.A S.p.A   T.C.A S.p.A   *   ITALY   CID002580
97   Gold   Tanaka Kikinzoku Kogyo K.K.   Tanaka Kikinzoku Kogyo K.K.   *   JAPAN   CID001875
98   Gold   The Refinery of Shandong Gold Mining Co., Ltd.   The Refinery of Shandong Gold Mining Co., Ltd.   *   CHINA   CID001916
99   Gold   Tokuriki Honten Co., Ltd.   Tokuriki Honten Co., Ltd.   *   JAPAN   CID001938
100   Gold   Torecom   Torecom   *   KOREA, REPUBLIC OF   CID001955
101   Gold   Umicore Brasil Ltda.   Umicore Brasil Ltda.   *   BRAZIL   CID001977
102   Gold   Umicore Precious Metals Thailand   Umicore Precious Metals Thailand   *   THAILAND   CID002314
103   Gold   Umicore SA Business Unit Precious Metals Refining   Umicore SA Business Unit Precious Metals Refining   *   BELGIUM   CID001980
104   Gold   United Precious Metal Refining, Inc.   United Precious Metal Refining, Inc.   *   UNITED STATES   CID001993
105   Gold   Valcambi SA   Valcambi SA   *   SWITZERLAND   CID002003
106   Gold   Western Australian Mint trading as The Perth Mint   Western Australian Mint trading as The Perth Mint   *   AUSTRALIA   CID002030
107   Gold   Yamamoto Precious Metal Co., Ltd.   Yamamoto Precious Metal Co., Ltd.   *   JAPAN   CID002100
108   Gold   Yokohama Metal Co., Ltd.   Yokohama Metal Co., Ltd.   *   JAPAN   CID002129
109   Gold   Yunnan Copper Industry Co., Ltd.   Yunnan Copper Industry Co., Ltd.     CHINA   CID000197
110   Gold   Zhongyuan Gold Smelter of Zhongjin Gold Corporation   Zhongyuan Gold Smelter of Zhongjin Gold Corporation   *   CHINA   CID002224
111   Tantalum   Zijin Mining Group Co., Ltd. Gold Refinery   Zijin Mining Group Co., Ltd. Gold Refinery   *   CHINA   CID002243
112   Tantalum   Changsha Southern   Changsha South Tantalum Niobium Co., Ltd.   *   CHINA   CID000211
113   Tantalum   Conghua Tantalum and Niobium Smeltry   Conghua Tantalum and Niobium Smeltry   *   CHINA   CID000291

 

4

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

114   Tantalum   D Block Metals, LLC   D Block Metals, LLC   *   UNITED STATES   CID002504
115   Tantalum   Duoluoshan   Duoluoshan   *   CHINA   CID000410
116   Tantalum   Exotech Inc.   Exotech Inc.   *   UNITED STATES   CID000456
117   Tantalum   F&X Electro-Materials Ltd.   F&X Electro-Materials Ltd.   *   CHINA   CID000460
118   Tantalum   FIR Metals & Resource Ltd.   FIR Metals & Resource Ltd.   *   CHINA   CID002505
119   Tantalum   Global Advanced Metals Aizu   Global Advanced Metals Aizu   *   JAPAN   CID002558
120   Tantalum   Global Advanced Metals Boyertown   Global Advanced Metals Boyertown   *   UNITED STATES   CID002557
121   Tantalum   Guangdong Zhiyuan New Material Co., Ltd.   Guangdong Zhiyuan New Material Co., Ltd.   *   CHINA   CID000616
122   Tantalum   H.C. Starck Co., Ltd.   H.C. Starck Co., Ltd.   *   THAILAND   CID002544
123   Tantalum   H.C. Starck GmbH Goslar   H.C. Starck GmbH Goslar   *   GERMANY   CID002545
124   Tantalum   H.C. Starck GmbH Laufenburg   H.C. Starck GmbH Laufenburg   *   GERMANY   CID002546
125   Tantalum   H.C. Starck Hermsdorf GmbH   H.C. Starck Hermsdorf GmbH   *   GERMANY   CID002547
126   Tantalum   H.C. Starck Inc.   H.C. Starck Inc.   *   UNITED STATES   CID002548
127   Tantalum   H.C. Starck Ltd.   H.C. Starck Ltd.   *   JAPAN   CID002549
128   Tantalum   H.C. Starck Smelting GmbH & Co.KG   H.C. Starck Smelting GmbH & Co.KG   *   GERMANY   CID002550
129   Tantalum   Hengyang King Xing Lifeng New Materials Co., Ltd.   Hengyang King Xing Lifeng New Materials Co., Ltd.   *   CHINA   CID002492
130   Tantalum   Hi-Temp   Hi-Temp Specialty Metals, Inc.   *   UNITED STATES   CID000731
131   Tantalum   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.   *   CHINA   CID002512
132   Tantalum   JiuJiang JinXin Nonferrous Metals Co., Ltd.   JiuJiang JinXin Nonferrous Metals Co., Ltd.   *   CHINA   CID000914
133   Tantalum   Jiujiang Tanbre Co., Ltd.   Jiujiang Tanbre Co., Ltd.   *   CHINA   CID000917
134   Tantalum   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.   *   CHINA   CID002506
135   Tantalum   KEMET Blue Metals   KEMET Blue Metals   *   MEXICO   CID002539
136   Tantalum   KEMET Blue Powder   KEMET Blue Powder   *   UNITED STATES   CID002568
137   Tantalum   King-Tan Tantalum Industry Ltd.   King-Tan Tantalum Industry Ltd.   *   CHINA   CID000973
138   Tantalum   LSM Brasil S.A.   LSM Brasil S.A.   *   BRAZIL   CID001076
139   Tantalum   Metallurgical Products India Pvt., Ltd.   Metallurgical Products India Pvt., Ltd.   *   INDIA   CID001163
140   Tantalum   Mineração Taboca S.A.   Mineração Taboca S.A.   *   BRAZIL   CID001175
141   Tantalum   Mitsui Mining & Smelting   Mitsui Mining & Smelting   *   JAPAN   CID001192
142   Tantalum   Molycorp Silmet A.S.   Molycorp Silmet A.S.   *   ESTONIA   CID001200
143   Tantalum   Ningxia Orient Tantalum Industry Co., Ltd.   Ningxia Orient Tantalum Industry Co., Ltd.   *   CHINA   CID001277

 

5

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

144   Tantalum   Plansee SE Liezen   Plansee SE Liezen   *   AUSTRIA   CID002540
145   Tantalum   Plansee SE Reutte   Plansee SE Reutte   *   AUSTRIA   CID002556
146   Tantalum   QuantumClean   QuantumClean   *   UNITED STATES   CID001508
147   Tantalum   Resind Indústria e Comércio Ltda.   Resind Indústria e Comércio Ltda.   *   BRAZIL   CID002707
148   Tantalum   RFH Tantalum Smeltry Co., Ltd.   RFH Tantalum Smeltry Co., Ltd.   *   CHINA   CID001522
149   Tantalum   Solikamsk Magnesium Works OAO   Solikamsk Magnesium Works OAO   *   RUSSIAN FEDERATION   CID001769
150   Tantalum   Taki Chemicals   Taki Chemicals   *   JAPAN   CID001869
151   Tantalum   Telex Metals   Telex Metals   *   UNITED STATES   CID001891
152   Tantalum   Tranzact, Inc.   Tranzact, Inc.   *   UNITED STATES   CID002571
153   Tantalum   Ulba   Ulba Metallurgical Plant JSC   *   KAZAKHSTAN   CID001969
154   Tantalum   XinXing HaoRong Electronic Material Co., Ltd.   XinXing HaoRong Electronic Material Co., Ltd.   *   CHINA   CID002508
155   Tantalum   Yichun Jin Yang Rare Metal Co., Ltd.   Yichun Jin Yang Rare Metal Co., Ltd.   *   CHINA   CID002307
156   Tantalum   Zhuzhou Cemented Carbide   Zhuzhou Cemented Carbide   *   CHINA   CID002232
157   Tin   Alpha   Alpha   *   UNITED STATES   CID000292
158   Tin   An Vinh Joint Stock Mineral Processing Company   An Vinh Joint Stock Mineral Processing Company   *   VIETNAM   CID002703
159   Tin   China Rare Metal Material Co., Ltd.   Jiangxi Ketai Advanced Material Co., Ltd.   *   CHINA   CID000244
160   Tin   China Tin Group Co., Ltd.   China Tin Group Co., Ltd.   *   CHINA   CID001070
161   Tin   CNMC (Guangxi) PGMA Co., Ltd.   CNMC (Guangxi) PGMA Co., Ltd.     CHINA   CID000278
162   Tin   Cooper Santa   Cooperativa Metalurgica de Rondônia Ltda.   *   BRAZIL   CID000295
163   Tin   CV Ayi Jaya   CV Ayi Jaya   *   INDONESIA   CID002570
164   Tin   CV Gita Pesona   CV Gita Pesona   *   INDONESIA   CID000306
165   Tin   CV Justindo   PT Justindo   *   INDONESIA   CID000307
166   Tin   CV Nurjanah   PT Aries Kencana Sejahtera   *   INDONESIA   CID000309
167   Tin   CV Serumpun Sebalai   CV Serumpun Sebalai   *   INDONESIA   CID000313
168   Tin   CV United Smelting   CV United Smelting   *   INDONESIA   CID000315
169   Tin   CV Venus Inti Perkasa   CV Venus Inti Perkasa   *   INDONESIA   CID002455
170   Tin   Dowa   Dowa   *   JAPAN   CID000402
171   Tin   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company   Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company   *   VIETNAM   CID002572
172   Tin   Elmet S.L.U. (Metallo Group)   Elmet S.L.U. (Metallo Group)   *   SPAIN   CID002774
173   Tin   EM Vinto   EM Vinto   *   BOLIVIA   CID000438
174   Tin   Estanho de Rondônia S.A.   Estanho de Rondônia S.A.     BRAZIL   CID000448

 

6

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

175   Tin   Feinhütte Halsbrücke GmbH   Feinhütte Halsbrücke GmbH   *   GERMANY   CID000466
176   Tin   Fenix Metals   Fenix Metals   *   POLAND   CID000468
177   Tin   Gejiu Non-Ferrous Metal Processing Co., Ltd.   Gejiu Non-Ferrous Metal Processing Co., Ltd.   *   CHINA   CID000538
178   Tin   Gejiu Zi-Li   Gejiu Zili Mining And Metallurgy Co., Ltd.     CHINA   CID000555
179   Tin   Huichang Jinshunda Tin Co., Ltd.   Huichang Jinshunda Tin Co., Ltd.     CHINA   CID000760
180   Tin   Kai Unita Trade Limited Liability Company   Gejiu Kai Meng Industry and Trade LLC   *   CHINA   CID000942
181   Tin   Linwu Xianggui Smelter Co   Linwu Xianggui Ore Smelting Co., Ltd.     CHINA   CID001063
182   Tin   Magnu’s Minerais Metais e Ligas Ltda.   Magnu’s Minerais Metais e Ligas Ltda.   *   BRAZIL   CID002468
183   Tin   Malaysia Smelting Corporation (MSC)   Malaysia Smelting Corporation (MSC)   *   MALAYSIA   CID001105
184   Tin   Melt Metais e Ligas S/A   Melt Metais e Ligas S/A   *   BRAZIL   CID002500
185   Tin   Metallic Resources, Inc.   Metallic Resources, Inc.   *   UNITED STATES   CID001142
186   Tin   Metallo-Chimique N.V.   Metallo-Chimique N.V.   *   BELGIUM   CID002773
187   Tin   Mineração Taboca S.A.   Mineração Taboca S.A.   *   BRAZIL   CID001173
188   Tin   Minsur   Minsur   *   PERU   CID001182
189   Tin   Mitsubishi Materials Corporation   Mitsubishi Materials Corporation   *   JAPAN   CID001191
190   Tin   Nankang Nanshan Tin Manufactory Co., Ltd.   Nankang Nanshan Tin Manufactory Co., Ltd.     CHINA   CID001231
191   Tin   Nghe Tinh Non-Ferrous Metals Joint Stock Company   Nghe Tinh Non-Ferrous Metals Joint Stock Company   *   VIETNAM   CID002573
192   Tin   O.M. Manufacturing (Thailand) Co., Ltd.   O.M. Manufacturing (Thailand) Co., Ltd.   *   THAILAND   CID001314
193   Tin   O.M. Manufacturing Philippines, Inc.   O.M. Manufacturing Philippines, Inc.   *   PHILIPPINES   CID002517
194   Tin   Operaciones Metalurgical S.A.   Operaciones Metalurgical S.A.   *   BOLIVIA   CID001337
195   Tin   Phoenix Metal Ltd.   Phoenix Metal Ltd.   *   RWANDA   CID002507
196   Tin   PT Alam Lestari Kencana   PT Alam Lestari Kencana     INDONESIA   CID001393
197   Tin   PT Artha Cipta Langgeng   PT Artha Cipta Langgeng   *   INDONESIA   CID001399
198   Tin   PT ATD Makmur Mandiri Jaya   PT ATD Makmur Mandiri Jaya   *   INDONESIA   CID002503
199   Tin   PT Babel Inti Perkasa   PT Babel Inti Perkasa   *   INDONESIA   CID001402
200   Tin   PT Bangka Kudai Tin   PT Bangka Kudai Tin     INDONESIA   CID001409
201   Tin   PT Bangka Prima Tin   PT Bangka Prima Tin   *   INDONESIA   CID002776
202   Tin   PT Bangka Timah Utama Sejahtera   PT Bangka Timah Utama Sejahtera     INDONESIA   CID001416
203   Tin   PT Bangka Tin Industry   PT Bangka Tin Industry   *   INDONESIA   CID001419
204   Tin   PT Belitung Industri Sejahtera   PT Belitung Industri Sejahtera   *   INDONESIA   CID001421
205   Tin   PT BilliTin Makmur Lestari   PT BilliTin Makmur Lestari   *   INDONESIA   CID001424
206   Tin   PT Bukit Timah   PT Bukit Timah   *   INDONESIA   CID001428

 

7

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

207   Tin   PT Cipta Persada Mulia   PT Cipta Persada Mulia   *   INDONESIA   CID002696
208   Tin   PT DS Jaya Abadi   PT DS Jaya Abadi   *   INDONESIA   CID001434
209   Tin   PT Eunindo Usaha Mandiri   PT Eunindo Usaha Mandiri   *   INDONESIA   CID001438
210   Tin   PT Fang Di MulTindo   PT Fang Di MulTindo     INDONESIA   CID001442
211   Tin   PT Inti Stania Prima   PT Inti Stania Prima   *   INDONESIA   CID002530
212   Tin   PT Karimun Mining   PT Karimun Mining   *   INDONESIA   CID001448
213   Tin   PT Mitra Stania Prima   PT Mitra Stania Prima   *   INDONESIA   CID001453
214   Tin   PT Panca Mega Persada   PT Panca Mega Persada   *   INDONESIA   CID001457
215   Tin   PT Pelat Timah Nusantara Tbk   PT Pelat Timah Nusantara Tbk     INDONESIA   CID001486
216   Tin   PT Prima Timah Utama   PT Prima Timah Utama   *   INDONESIA   CID001458
217   Tin   PT REFINED BANGKA TIN   PT Refined Bangka Tin   *   INDONESIA   CID001460
218   Tin   PT Sariwiguna Binasentosa   PT Sariwiguna Binasentosa   *   INDONESIA   CID001463
219   Tin   PT Seirama Tin Investment   PT Seirama Tin Investment     INDONESIA   CID001466
220   Tin   PT Stanindo Inti Perkasa   PT Stanindo Inti Perkasa   *   INDONESIA   CID001468
221   Tin   PT Sumber Jaya Indah   PT Sumber Jaya Indah   *   INDONESIA   CID001471
222   Tin   PT Tambang Timah   PT Timah (Persero) Tbk Kundur   *   INDONESIA   CID001477
223   Tin   PT Timah   PT Timah (Persero) Tbk Mentok   *   INDONESIA   CID001482
224   Tin   PT Tinindo Inter Nusa   PT Tinindo Inter Nusa   *   INDONESIA   CID001490
225   Tin   PT Tommy Utama   PT Tommy Utama   *   INDONESIA   CID001493
226   Tin   PT Wahana Perkit Jaya   PT Wahana Perkit Jaya   *   INDONESIA   CID002479
227   Tin   Resind Indústria e Comércio Ltda.   Resind Indústria e Comércio Ltda.   *   BRAZIL   CID002706
228   Tin   Rui Da Hung   Rui Da Hung   *   TAIWAN   CID001539
229   Tin   Soft Metais Ltda.   Soft Metais Ltda.   *   BRAZIL   CID001758
230   Tin   Thailand Smelting & Refining Co Ltd   Thaisarco   *   THAILAND   CID001898
231   Tin   The Gejiu cloud new colored electrolytic   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.     CHINA   CID001908
232   Tin   Tuyen Quang Non-Ferrous Metals Joint Stock Company   Tuyen Quang Non-Ferrous Metals Joint Stock Company   *   VIETNAM   CID002574
233   Tin   VQB Mineral and Trading Group JSC   VQB Mineral and Trading Group JSC   *   VIETNAM   CID002015
234   Tin   White Solder Metalurgia e Mineração Ltda.   White Solder Metalurgia e Mineração Ltda.   *   BRAZIL   CID002036
235   Tin   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.   *   CHINA   CID002158
236   Tin   Yunnan Tin Company, Ltd.   Yunnan Tin Group (Holding) Company Limited   *   CHINA   CID002180
237   Tungsten   A.L.M.T. TUNGSTEN Corp.   A.L.M.T. TUNGSTEN Corp.   *   JAPAN   CID000004
238   Tungsten   Chenzhou Diamond Tungsten Products Co., Ltd.   Chenzhou Diamond Tungsten Products Co., Ltd.   *   CHINA   CID002513

 

8

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

239   Tungsten   Chongyi Zhangyuan Tungsten Co., Ltd.   Chongyi Zhangyuan Tungsten Co., Ltd.   *   CHINA   CID000258
240   Tungsten   Dayu Weiliang Tungsten Co., Ltd.   Dayu Weiliang Tungsten Co., Ltd.   **   CHINA   CID000345
241   Tungsten   Fujian Jinxin Tungsten Co., Ltd.   Fujian Jinxin Tungsten Co., Ltd.   *   CHINA   CID000499
242   Tungsten   Ganxian Shirui New Material Co., Ltd.   Ganxian Shirui New Material Co., Ltd.     CHINA   CID002531
243   Tungsten   Ganzhou Huaxing Tungsten Products Co., Ltd.   Ganzhou Huaxing Tungsten Products Co., Ltd.   *   CHINA   CID000875
244   Tungsten   Ganzhou Jiangwu Ferrotungsten Co., Ltd.   Ganzhou Jiangwu Ferrotungsten Co., Ltd.   *   CHINA   CID002315
245   Tungsten   Ganzhou Non-ferrous Metals Smelting Co., Ltd.   Ganzhou Non-ferrous Metals Smelting Co., Ltd.   **   CHINA   CID000868
246   Tungsten   Ganzhou Seadragon W & Mo Co., Ltd.   Ganzhou Seadragon W & Mo Co., Ltd.   *   CHINA   CID002494
247   Tungsten   Global Tungsten & Powders Corp.   Global Tungsten & Powders Corp.   *   UNITED STATES   CID000568
248   Tungsten   Guangdong Xianglu Tungsten Co., Ltd.   Guangdong Xianglu Tungsten Co., Ltd.   *   CHINA   CID000218
249   Tungsten   H.C. Starck GmbH   H.C. Starck GmbH   *   GERMANY   CID002541
250   Tungsten   H.C. Starck Smelting GmbH & Co.KG   H.C. Starck Smelting GmbH & Co.KG   *   GERMANY   CID002542
251   Tungsten   Hunan Chenzhou Mining Group Co., Ltd.   Hunan Chenzhou Mining Co., Ltd.   *   CHINA   CID000766
252   Tungsten   Hunan Chunchang Nonferrous Metals Co., Ltd.   Hunan Chunchang Nonferrous Metals Co., Ltd.   *   CHINA   CID000769
253   Tungsten   Hydrometallurg, JSC   Hydrometallurg, JSC   *   RUSSIAN FEDERATION   CID002649
254   Tungsten   Japan New Metals Co., Ltd.   Japan New Metals Co., Ltd.   *   JAPAN   CID000825
255   Tungsten   Jiangwu H.C. Starck Tungsten Products Co., Ltd.   Jiangwu H.C. Starck Tungsten Products Co., Ltd.   *   CHINA   CID002551
256   Tungsten   Jiangxi Gan Bei Tungsten Co., Ltd.   Jiangxi Gan Bei Tungsten Co., Ltd.   *   CHINA   CID002321
257   Tungsten   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.     CHINA   CID002313
258   Tungsten   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.   *   CHINA   CID002318
259   Tungsten   Jiangxi Xinsheng Tungsten Industry Co., Ltd.   Jiangxi Xinsheng Tungsten Industry Co., Ltd.   *   CHINA   CID002317
260   Tungsten   Jiangxi Yaosheng Tungsten Co., Ltd.   Jiangxi Yaosheng Tungsten Co., Ltd.   *   CHINA   CID002316
261   Tungsten   Kennametal Fallon   Kennametal Fallon   *   UNITED STATES   CID000966
262   Tungsten   Kennametal Huntsville   Kennametal Huntsville   *   UNITED STATES   CID000105
263   Tungsten   Malipo Haiyu Tungsten Co., Ltd.   Malipo Haiyu Tungsten Co., Ltd.   *   CHINA   CID002319
264   Tungsten   Niagara Refining LLC   Niagara Refining LLC   *   UNITED STATES   CID002589

 

9

   

Metal

  

Smelter Reference List

Name

  

Standard Smelter Name

  

Status

  

Smelter Country

  

Smelter ID

No.

265   Tungsten   Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC   Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC   *   VIETNAM   CID002543
266   Tungsten   Pobedit, JSC   Pobedit, JSC   **   RUSSIAN FEDERATION   CID002532
267   Tungsten   Tejing (Vietnam) Tungsten Co., Ltd.   Tejing (Vietnam) Tungsten Co., Ltd.   *   VIETNAM   CID001889
268   Tungsten   Vietnam Youngsun Tungsten Industry Co., Ltd.   Vietnam Youngsun Tungsten Industry Co., Ltd.   *   VIETNAM   CID002011
269   Tungsten   Wolfram Bergbau und Hütten AG   Wolfram Bergbau und Hütten AG   *   AUSTRIA   CID002044
270   Tungsten   Xiamen Tungsten (H.C.) Co., Ltd.   Xiamen Tungsten (H.C.) Co., Ltd.   *   CHINA   CID002320
271   Tungsten   Xiamen Tungsten Co., Ltd.   Xiamen Tungsten Co., Ltd.   *   CHINA   CID002082
272   Tungsten   Xinhai Rendan Shaoguan Tungsten Co., Ltd.   CHINA   *   CID002095   CFSI

 

10

ANNEX B

 

   

Metal

  

Smelter Reference List Name

  

Standard Smelter Name

  

Smelter Country

  

Smelter ID

No.

1   Tantalum   Conghua Tantalum and Niobium Smeltry   Conghua Tantalum and Niobium Smeltry   CHINA   CID000291
2   Tantalum   Douluoshan Sapphire Rare Metal Co Ltd   Duoluoshan   CHINA   CID000410
3   Tantalum   F&X Electro-Materials Ltd.   F&X Electro-Materials Ltd.   CHINA   CID000460
4   Tantalum   Global Advanced Metals Aizu   Global Advanced Metals Aizu   JAPAN   CID002558
5   Tantalum   Global Advanced Metals Boyertown   Global Advanced Metals Boyertown   UNITED STATES   CID002557
6   Tantalum   H.C. Starck Co., Ltd.   H.C. Starck Co., Ltd.   THAILAND   CID002544
7   Tantalum   H.C. Starck GmbH Goslar   H.C. Starck GmbH Goslar   GERMANY   CID002545
8   Tantalum   H.C. Starck GmbH Laufenburg   H.C. Starck GmbH Laufenburg   GERMANY   CID002546
9   Tantalum   H.C. Starck Smelting GmbH & Co.KG   H.C. Starck Smelting GmbH & Co.KG   GERMANY   CID002550
10   Tantalum   JiuJiang JinXin Nonferrous Metals Co., Ltd.   JiuJiang JinXin Nonferrous Metals Co., Ltd.   CHINA   CID000914
11   Tantalum   Jiujiang Tanbre Co., Ltd.   Jiujiang Tanbre Co., Ltd.   CHINA   CID000917
12   Tantalum   KEMET Blue Powder   KEMET Blue Powder   UNITED STATES   CID002568
13   Tantalum   KEMET Blue Metals   KEMET Blue Metals   MEXICO   CID002539
14   Tantalum   Ningxia Orient Tantalum Industry Co., Ltd.   Ningxia Orient Tantalum Industry Co., Ltd.   CHINA   CID001277
15   Tantalum   Taki Chemicals   Taki Chemicals   JAPAN   CID001869
16   Tantalum   Ulba Metallurgical Plant JSC   Ulba   KAZAKHSTAN   CID001969
17   Tantalum   Zhuzhou Cement Carbide   Zhuzhou Cement Carbide   CHINA   CID002232
18   Tin   Malaysia Smelting Corporation (MSC)   Malaysia Smelting Corporation (MSC)   MALAYSIA   CID001105
19   Tin   Thaisarco   Thaisarco   THAILAND   CID001898
20   Tungsten   Vietnam Youngsun Tungsten Industry Co., Ltd   Vietnam Youngsun Tungsten Industry Co., Ltd   VIETNAM   CID002011
21   Tungsten   Wolfram Bergbau und Hütten AG   Wolfram Bergbau und Hütten AG   AUSTRIA   CID002044
22   Tungsten   Xiamen Tungsten (H.C.) Co., Ltd.   Xiamen Tungsten (H.C.) Co., Ltd.   CHINA   CID002320

 

1