ý | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
¨ | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
One Amgen Center Drive, | 91320-1799 | |||||||
Thousand Oaks, California | (Zip Code) | |||||||
(Address of principal executive offices) |
Audited Financial Statements: | |||||
Supplemental Schedules: | |||||
December 31, | ||||||||||||||
2020 | 2019 | |||||||||||||
Assets | ||||||||||||||
Investments at fair value | $ | 6,028,344,525 | $ | 5,518,634,156 | ||||||||||
Investments in fully benefit-responsive investment contracts at contract value | 678,722,325 | 362,338,602 | ||||||||||||
Notes receivable from participants | 33,228,057 | 35,777,947 | ||||||||||||
Other – principally due from broker | 9,187,314 | 6,958,954 | ||||||||||||
Total assets | 6,749,482,221 | 5,923,709,659 | ||||||||||||
Liabilities | ||||||||||||||
Other – principally due to broker | 8,741,768 | 10,564,863 | ||||||||||||
Total liabilities | 8,741,768 | 10,564,863 | ||||||||||||
Net assets available for benefits | $ | 6,740,740,453 | $ | 5,913,144,796 |
Year Ended December 31, | ||||||||
2020 | ||||||||
Additions to (deductions from) net assets: | ||||||||
Employer contributions | $ | 193,514,167 | ||||||
Participant contributions | 167,571,223 | |||||||
Rollover contributions | 39,189,232 | |||||||
Interest and dividend income | 42,658,295 | |||||||
Net realized/unrealized gains | 855,935,827 | |||||||
Interest income on notes receivable from participants | 1,826,481 | |||||||
Benefits paid | (463,013,407) | |||||||
Investment and administrative fees | (10,086,161) | |||||||
Net increase | 827,595,657 | |||||||
Net assets available for benefits at beginning of year | 5,913,144,796 | |||||||
Net assets available for benefits at end of year | $ | 6,740,740,453 |
December 31, | |||||||||||
2020 | 2019 | ||||||||||
Synthetic investment contracts | $ | 501,806,073 | $ | 271,487,681 | |||||||
Insurance separate accounts contract | 176,916,252 | 90,850,921 | |||||||||
Total fully benefit-responsive investment contracts | $ | 678,722,325 | $ | 362,338,602 |
Fair value measurements at December 31, 2020, using | ||||||||||||||||||||||||||
Quoted prices in active markets for identical assets (Level 1) | Significant other observable inputs (Level 2) | Significant unobservable inputs (Level 3) | Total | |||||||||||||||||||||||
Amgen stock | $ | 352,404,662 | $ | — | $ | — | $ | 352,404,662 | ||||||||||||||||||
Cash and cash equivalents | 32,090,680 | — | — | 32,090,680 | ||||||||||||||||||||||
Collective trust funds | — | 3,654,353,052 | — | 3,654,353,052 | ||||||||||||||||||||||
Common and preferred stocks | 1,259,896,607 | — | — | 1,259,896,607 | ||||||||||||||||||||||
Debt securities | 59 | 4,969 | — | 5,028 | ||||||||||||||||||||||
Mutual funds | 92,035,145 | — | — | 92,035,145 | ||||||||||||||||||||||
Self-directed brokerage accounts | 636,454,755 | 1,104,596 | — | 637,559,351 | ||||||||||||||||||||||
Total investments at fair value | $ | 2,372,881,908 | $ | 3,655,462,617 | $ | — | $ | 6,028,344,525 |
Fair value measurements at December 31, 2019, using | ||||||||||||||||||||||||||
Quoted prices in active markets for identical assets (Level 1) | Significant other observable inputs (Level 2) | Significant unobservable inputs (Level 3) | Total | |||||||||||||||||||||||
Amgen stock | $ | 377,734,377 | $ | — | $ | — | $ | 377,734,377 | ||||||||||||||||||
Cash and cash equivalents | 22,222,565 | — | — | 22,222,565 | ||||||||||||||||||||||
Collective trust funds | — | 3,237,602,155 | — | 3,237,602,155 | ||||||||||||||||||||||
Common and preferred stocks | 1,132,119,265 | 3,468,599 | — | 1,135,587,864 | ||||||||||||||||||||||
Debt securities | — | 27,907 | — | 27,907 | ||||||||||||||||||||||
Mutual funds | 316,496,761 | — | — | 316,496,761 | ||||||||||||||||||||||
Self-directed brokerage accounts | 427,464,488 | 1,498,039 | — | 428,962,527 | ||||||||||||||||||||||
Total investments at fair value | $ | 2,276,037,456 | $ | 3,242,596,700 | $ | — | $ | 5,518,634,156 |
December 31, | ||||||||||||||
2020 | 2019 | |||||||||||||
Net assets available for benefits per the financial statements | $ | 6,740,740,453 | $ | 5,913,144,796 | ||||||||||
Adjustment to fair value for fully benefit-responsive investment contracts | 17,810,584 | 6,420,299 | ||||||||||||
Amounts allocated to withdrawing participants | (2,432,934) | (3,099,317) | ||||||||||||
Deemed loans | (337,488) | (286,100) | ||||||||||||
Net assets per the Form 5500 | $ | 6,755,780,615 | $ | 5,916,179,678 |
Year Ended December 31, 2020 | ||||||||
Interest and dividend income | $ | 42,658,295 | ||||||
Net realized/unrealized gains | 855,935,827 | |||||||
Net investment income per the financial statements | 898,594,122 | |||||||
Adjustment from fair value to contract value for fully benefit-responsive investment contracts: | ||||||||
Less prior-year adjustment | (6,420,299) | |||||||
Add current-year adjustment | 17,810,584 | |||||||
Total net investment gain per the Form 5500 | $ | 909,984,407 |
Year Ended December 31, 2020 | ||||||||
Benefits paid | $ | (463,013,407) | ||||||
Investment and administrative fees | (10,086,161) | |||||||
Total expenses per the financial statements | (473,099,568) | |||||||
Amounts allocated to withdrawing participants at December 31, 2019 | 3,099,317 | |||||||
Amounts allocated to withdrawing participants at December 31, 2020 | (2,432,934) | |||||||
Deemed loans at December 31, 2019 | 286,100 | |||||||
Deemed loans at December 31, 2020 | (337,488) | |||||||
Total expenses per the Form 5500 | $ | (472,484,573) |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
Amgen stock* | Employer Securities 1,532,727 shares | $ | 352,404,662 | |||||||||||||||||
352,404,662 | ||||||||||||||||||||
Capital Preservation Asset Class: | ||||||||||||||||||||
Wells Fargo Fixed Income Fund L* | Collective Trust Fund 20,849,074 units | 306,137,374 | ||||||||||||||||||
Wells Fargo Fixed Income Fund F* | Collective Trust Fund 13,405,175 units | 209,040,298 | ||||||||||||||||||
Metropolitan Life Contract* | Insurance Separate Accounts Investment Contract 1,442,305 units | 181,355,236 | ||||||||||||||||||
NT Collective Short Term Investment Fund* | Collective Trust Fund 36,949,915 units | 36,949,915 | ||||||||||||||||||
Wells Fargo BlackRock Short Term Investment Fund S* | Collective Trust Fund 36,548,161 units | 36,556,232 | ||||||||||||||||||
Wrapper Contracts | — | |||||||||||||||||||
Total Capital Preservation Asset Class | 770,039,055 | |||||||||||||||||||
Fixed Income Active Asset Class: | ||||||||||||||||||||
Wellington Core Bond Plus Portfolio Collective Investment Trust II* | Collective Trust Fund 22,947,421 units | 314,838,622 | ||||||||||||||||||
MetLife Core Plus Collective Fund* | Collective Trust Fund 28,837,909 units | 314,044,826 | ||||||||||||||||||
Putnam Absolute Return Fixed Income Fund* | Collective Trust Fund 1,141,881 units | 87,673,604 | ||||||||||||||||||
Schroder Global Strategic Bond Trust Class W* | Collective Trust Fund 8,452,322 units | 86,467,254 | ||||||||||||||||||
NT Collective Aggregate Bond Index Fund / Non Lending* | Collective Trust Fund 376,977 units | 61,873,207 | ||||||||||||||||||
Banc America Alternative Loan Trust Series 2004-6 Class 4A 15.0% Due 10/25/2048* | Corporate Bond 2,495 units | 2,553 | ||||||||||||||||||
GMAC Mortgage Loan Trust 2003/J10 4.75% Due 01/25/2019 | Corporate Bond 1,396 units | 1,392 | ||||||||||||||||||
Kaupthing Bank HF 02/28/2020 In Default | Corporate Bond 310,000 units | 775 | ||||||||||||||||||
Residential Accredit Loans Inc. Mortgage Pass Thru 2004-QS3 Class CB 5 Due 03-25-2019 Reg | Corporate Bond 170 units | 162 | ||||||||||||||||||
Interest-Only Federal Home Loan Mortgage Company Multiclass Series 3219 Class DI 6 04/15/2036 | Government Bond 161 units | 34 | ||||||||||||||||||
Interest-Only Federal National Mortgage Association Preassign 00470 06/25/2033 | Government Bond 118 units | 25 | ||||||||||||||||||
Morgan Stanley Capital I Trust Due 02/12/2044 | Corporate Bond 72,197 units | 9 | ||||||||||||||||||
Total Fixed Income Active Asset Class | 864,902,463 | |||||||||||||||||||
Fixed Income Index Asset Class: | ||||||||||||||||||||
NT Collective Aggregate Bond Index Fund / Non Lending* | Collective Trust Fund 3,602,090 units | 591,211,063 | ||||||||||||||||||
Total Fixed Income Index Asset Class | 591,211,063 | |||||||||||||||||||
U.S. Equity Active Asset Class: | ||||||||||||||||||||
NT Collective Russell 3000 Index Fund / Non Lending* | Collective Trust Fund 1,885,618 units | 110,495,339 | ||||||||||||||||||
Amazon Inc. | Common and Preferred Stock 7,283 shares | 34,780,755 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
Visa Inc. Class A | Common and Preferred Stock 156,621 shares | 34,257,711 | ||||||||||||||||||
Interest Bearing Cash | Cash and Cash Equivalents 29,646,042 units | 29,646,042 | ||||||||||||||||||
Facebook, Inc. | Common and Preferred Stock 69,684 shares | 26,345,736 | ||||||||||||||||||
General Electric Company | Common and Preferred Stock 1,090,615 shares | 21,133,375 | ||||||||||||||||||
Anthem Inc. | Common and Preferred Stock 73,916 shares | 19,446,082 | ||||||||||||||||||
Hilton Worldwide Holdings Inc. | Common and Preferred Stock 95,567 shares | 18,560,542 | ||||||||||||||||||
Sea Limited | Common and Preferred Stock 85,200 shares | 16,959,060 | ||||||||||||||||||
Alphabet Inc. | Common and Preferred Stock 9,582 shares | 16,786,514 | ||||||||||||||||||
Salesforce.com Inc. | Common and Preferred Stock 73,624 shares | 16,383,549 | ||||||||||||||||||
Mastercard Inc. Class A | Common and Preferred Stock 45,017 shares | 16,068,368 | ||||||||||||||||||
TransDigm Group Inc. | Common and Preferred Stock 23,554 shares | 14,576,393 | ||||||||||||||||||
Match Group Inc. | Common and Preferred Stock 28,416 shares | 14,514,694 | ||||||||||||||||||
Netflix, Inc. | Common and Preferred Stock 25,616 shares | 13,851,340 | ||||||||||||||||||
Square Inc. Class A | Common and Preferred Stock 61,800 shares | 13,450,152 | ||||||||||||||||||
The Carlyle Group Inc. | Common and Preferred Stock 374,942 shares | 11,788,176 | ||||||||||||||||||
ServiceNow, Inc. | Common and Preferred Stock 21,362 shares | 11,758,286 | ||||||||||||||||||
Jones Lang LaSalle Inc. | Common and Preferred Stock 79,214 shares | 11,752,981 | ||||||||||||||||||
Intuit | Common and Preferred Stock 12,211 shares | 11,245,839 | ||||||||||||||||||
KKR & Company Inc. Class A | Common and Preferred Stock 277,565 shares | 11,238,607 | ||||||||||||||||||
Qorvo, Inc. | Common and Preferred Stock 66,797 shares | 11,106,337 | ||||||||||||||||||
Microsoft Corporation | Common and Preferred Stock 49,526 shares | 11,015,573 | ||||||||||||||||||
Illumina, Inc. | Common and Preferred Stock 17,531 shares | 10,536,120 | ||||||||||||||||||
NT Collective Short Term Investment Fund* | Collective Trust Fund 10,524,567 units | 10,524,567 | ||||||||||||||||||
Heico Corporation Class A | Common and Preferred Stock 54,734 shares | 10,522,523 | ||||||||||||||||||
Skyworks Solutions Inc | Common and Preferred Stock 66,243 shares | 10,127,230 | ||||||||||||||||||
UnitedHealth Group Inc. | Common and Preferred Stock 28,526 shares | 10,003,498 | ||||||||||||||||||
Uber Technologies Inc. | Common and Preferred Stock 192,600 shares | 9,822,600 | ||||||||||||||||||
Paypal Holdings Inc. | Common and Preferred Stock 41,254 shares | 9,661,687 | ||||||||||||||||||
FleetCor Technologies, Inc. | Common and Preferred Stock 32,786 shares | 8,945,004 | ||||||||||||||||||
Abbott Lab | Common and Preferred Stock 80,856 shares | 8,852,923 | ||||||||||||||||||
Yum! Brands Inc. | Common and Preferred Stock 80,902 shares | 8,782,721 | ||||||||||||||||||
SS&C Technologies Holdings Inc. | Common and Preferred Stock 106,800 shares | 8,737,057 | ||||||||||||||||||
Wayfair Inc. Class A | Common and Preferred Stock 37,233 shares | 8,407,584 | ||||||||||||||||||
Citigroup Inc. | Common and Preferred Stock 135,646 shares | 8,363,932 | ||||||||||||||||||
Workday Inc. Class A | Common and Preferred Stock 34,853 shares | 8,351,127 | ||||||||||||||||||
Wells Fargo & Company* | Common and Preferred Stock 274,560 shares | 8,286,221 | ||||||||||||||||||
Entegris Inc. | Common and Preferred Stock 85,340 shares | 8,201,174 | ||||||||||||||||||
Autodesk Inc. | Common and Preferred Stock 26,804 shares | 8,184,333 | ||||||||||||||||||
American International Group Inc.* | Common and Preferred Stock 215,364 shares | 8,153,681 | ||||||||||||||||||
Charles River Laboratories International Inc. | Common and Preferred Stock 18,928 shares | 7,803,628 | ||||||||||||||||||
Adobe Systems Inc. | Common and Preferred Stock 15,592 shares | 7,797,871 | ||||||||||||||||||
Nike, Inc. Class B | Common and Preferred Stock 54,777 shares | 7,749,302 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
Twilio Inc. Class A | Common and Preferred Stock 22,808 shares | 7,720,508 | ||||||||||||||||||
STERIS plc | Common and Preferred Stock 24,733 shares | 7,711,056 | ||||||||||||||||||
Capital One Financial Corporation | Common and Preferred Stock 77,154 shares | 7,626,673 | ||||||||||||||||||
Union Pacific Corporation | Common and Preferred Stock 36,554 shares | 7,611,274 | ||||||||||||||||||
Catalent Inc. | Common and Preferred Stock 45,636 shares | 7,543,098 | ||||||||||||||||||
Clean Harbors Inc. | Common and Preferred Stock 35,043 shares | 7,453,082 | ||||||||||||||||||
Ball Corporation | Common and Preferred Stock 79,288 shares | 7,388,056 | ||||||||||||||||||
Gildan Activewear Inc. | Common and Preferred Stock 246,477 shares | 6,903,821 | ||||||||||||||||||
Merit Medical Systems Inc. | Common and Preferred Stock 76,996 shares | 6,836,612 | ||||||||||||||||||
Lear Corporation | Common and Preferred Stock 42,464 shares | 6,753,050 | ||||||||||||||||||
Baker Hughes Company | Common and Preferred Stock 318,361 shares | 6,637,827 | ||||||||||||||||||
IHS Markit Limited | Common and Preferred Stock 73,603 shares | 6,611,757 | ||||||||||||||||||
Equinix Inc. | Common and Preferred Stock 9,233 shares | 6,594,024 | ||||||||||||||||||
Newell Brands Inc. | Common and Preferred Stock 57,954 shares | 6,576,884 | ||||||||||||||||||
Align Technology, Inc. | Common and Preferred Stock 12,196 shares | 6,517,298 | ||||||||||||||||||
Synopsys Inc. | Common and Preferred Stock 24,967 shares | 6,472,445 | ||||||||||||||||||
Halozyme Therapeutics Inc. | Common and Preferred Stock 151,183 shares | 6,457,026 | ||||||||||||||||||
Danaher Corporation | Common and Preferred Stock 28,940 shares | 6,428,732 | ||||||||||||||||||
Thermo Fisher Corporation | Common and Preferred Stock 13,781 shares | 6,418,914 | ||||||||||||||||||
PVH Corporation | Common and Preferred Stock 67,895 shares | 6,374,662 | ||||||||||||||||||
Compass Group PLC | Common and Preferred Stock 336,608 shares | 6,271,522 | ||||||||||||||||||
Halliburton Company | Common and Preferred Stock 331,657 shares | 6,268,317 | ||||||||||||||||||
NRG Energy Inc. | Common and Preferred Stock 162,712 shares | 6,109,836 | ||||||||||||||||||
Goldman Sachs Group Inc. | Common and Preferred Stock 23,057 shares | 6,080,361 | ||||||||||||||||||
J2 Global Inc. | Common and Preferred Stock 61,517 shares | 6,009,596 | ||||||||||||||||||
Intuitive Surgical, Inc. | Common and Preferred Stock 7,202 shares | 5,891,956 | ||||||||||||||||||
Waste Connections Inc. | Common and Preferred Stock 56,785 shares | 5,824,437 | ||||||||||||||||||
Zoetis Inc. Class A | Common and Preferred Stock 34,806 shares | 5,760,393 | ||||||||||||||||||
CoStar Group Inc. | Common and Preferred Stock 6,195 shares | 5,725,915 | ||||||||||||||||||
Wabtec Corporation | Common and Preferred Stock 5,309 shares | 5,632,813 | ||||||||||||||||||
Regeneron Pharmaceuticals, Inc. | Common and Preferred Stock 11,498 shares | 5,554,799 | ||||||||||||||||||
Woodward Inc. | Common and Preferred Stock 12,085 shares | 5,543,591 | ||||||||||||||||||
Ritchie Bros. Auctioneers Inc. | Common and Preferred Stock 79,418 shares | 5,523,522 | ||||||||||||||||||
Linde PLC | Common and Preferred Stock 20,916 shares | 5,511,575 | ||||||||||||||||||
Skechers USA Inc. Class A | Common and Preferred Stock 153,079 shares | 5,501,659 | ||||||||||||||||||
Charter Communications, Inc. Class A | Common and Preferred Stock 8,241 shares | 5,451,834 | ||||||||||||||||||
FMC Corporation | Common and Preferred Stock 47,150 shares | 5,418,950 | ||||||||||||||||||
Equitable Holdings Inc. | Common and Preferred Stock 208,516 shares | 5,335,924 | ||||||||||||||||||
MetLife Inc.* | Common and Preferred Stock 111,393 shares | 5,229,901 | ||||||||||||||||||
Sensata Technologies BV Holding | Common and Preferred Stock 99,011 shares | 5,221,840 | ||||||||||||||||||
Euronet Worldwide Inc. | Common and Preferred Stock 22,649 shares | 5,183,209 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
Ford Motor Company | Common and Preferred Stock 582,661 shares | 5,121,590 | ||||||||||||||||||
On Semiconductor Corporation | Common and Preferred Stock 153,767 shares | 5,032,794 | ||||||||||||||||||
Zillow Group Inc. Class C | Common and Preferred Stock 38,600 shares | 5,010,280 | ||||||||||||||||||
MSCI Inc. | Common and Preferred Stock 10,958 shares | 4,893,076 | ||||||||||||||||||
Ametek Inc. | Common and Preferred Stock 40,369 shares | 4,882,227 | ||||||||||||||||||
National Oilwell Varco, Inc. | Common and Preferred Stock 354,888 shares | 4,872,612 | ||||||||||||||||||
Hewlett Packard Enterprise Company | Common and Preferred Stock 401,961 shares | 4,763,238 | ||||||||||||||||||
Warner Music Group Corporation Class A | Common and Preferred Stock 124,241 shares | 4,719,916 | ||||||||||||||||||
Biotelemetry Inc. | Common and Preferred Stock 65,417 shares | 4,715,257 | ||||||||||||||||||
Mohawk Industries Inc. | Common and Preferred Stock 33,092 shares | 4,664,317 | ||||||||||||||||||
Amphenol Corporation Class A | Common and Preferred Stock 35,635 shares | 4,659,989 | ||||||||||||||||||
Walt Disney Company | Common and Preferred Stock 25,180 shares | 4,562,112 | ||||||||||||||||||
CVS Health Corporation | Common and Preferred Stock 66,464 shares | 4,539,491 | ||||||||||||||||||
Textron Inc. | Common and Preferred Stock 93,375 shares | 4,512,814 | ||||||||||||||||||
UGI Corporation | Common and Preferred Stock 127,308 shares | 4,450,688 | ||||||||||||||||||
Voya Financial Inc. | Common and Preferred Stock 14,579 shares | 4,441,449 | ||||||||||||||||||
Proofpoint Inc. | Common and Preferred Stock 26,217 shares | 4,421,457 | ||||||||||||||||||
Dow Inc. | Common and Preferred Stock 79,230 shares | 4,397,265 | ||||||||||||||||||
American Express Company | Common and Preferred Stock 36,022 shares | 4,355,420 | ||||||||||||||||||
Floor & Decor Holdings Inc. | Common and Preferred Stock 46,879 shares | 4,352,715 | ||||||||||||||||||
Hanesbrands Inc. | Common and Preferred Stock 297,149 shares | 4,332,432 | ||||||||||||||||||
Axis Capital Holdings Limited | Common and Preferred Stock 83,815 shares | 4,223,438 | ||||||||||||||||||
KAR Auction Services Inc. | Common and Preferred Stock 226,377 shares | 4,212,876 | ||||||||||||||||||
TCF Financial Corporation | Common and Preferred Stock 78,734 shares | 4,191,367 | ||||||||||||||||||
Sally Beauty Holdings Inc. | Common and Preferred Stock 314,139 shares | 4,096,373 | ||||||||||||||||||
McKesson Corporation | Common and Preferred Stock 23,265 shares | 4,046,249 | ||||||||||||||||||
Trinet Group Inc. | Common and Preferred Stock 49,788 shares | 4,012,913 | ||||||||||||||||||
IDEX Corporation | Common and Preferred Stock 11,935 shares | 4,001,330 | ||||||||||||||||||
Gartner Inc. | Common and Preferred Stock 16,600 shares | 3,994,498 | ||||||||||||||||||
Belden Inc. | Common and Preferred Stock 59,083 shares | 3,912,622 | ||||||||||||||||||
2U Inc. | Common and Preferred Stock 96,986 shares | 3,880,410 | ||||||||||||||||||
Helen Trustoy Limited | Common and Preferred Stock 17,138 shares | 3,807,892 | ||||||||||||||||||
ABM Industrials Inc. | Common and Preferred Stock 99,778 shares | 3,775,600 | ||||||||||||||||||
Bank of America Corporation* | Common and Preferred Stock 123,941 shares | 3,756,652 | ||||||||||||||||||
JP Morgan Chase & Company* | Common and Preferred Stock 29,141 shares | 3,702,947 | ||||||||||||||||||
Copart Inc. | Common and Preferred Stock 28,894 shares | 3,676,762 | ||||||||||||||||||
HealthEquity Inc. | Common and Preferred Stock 36,787 shares | 3,617,322 | ||||||||||||||||||
Cognizant Technology Solutions Corporation Class A | Common and Preferred Stock 43,937 shares | 3,600,637 | ||||||||||||||||||
Edison International | Common and Preferred Stock 57,246 shares | 3,596,194 | ||||||||||||||||||
Carter Inc. | Common and Preferred Stock 15,157 shares | 3,545,310 | ||||||||||||||||||
Atlassian Corporation PLC Class A | Common and Preferred Stock 15,145 shares | 3,541,961 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
Western Alliance Bancorporation | Common and Preferred Stock 58,643 shares | 3,515,648 | ||||||||||||||||||
Generac Holdings Inc. | Common and Preferred Stock 15,445 shares | 3,512,347 | ||||||||||||||||||
BWX Technologies Inc. | Common and Preferred Stock 57,938 shares | 3,492,503 | ||||||||||||||||||
Whitbread PLC | Common and Preferred Stock 81,579 shares | 3,456,946 | ||||||||||||||||||
Pluralsight Inc. Class A | Common and Preferred Stock 162,330 shares | 3,402,437 | ||||||||||||||||||
Edwards Lifesciences Corporation | Common and Preferred Stock 37,073 shares | 3,382,170 | ||||||||||||||||||
Quidel Corporation | Common and Preferred Stock 15,093 shares | 3,374,725 | ||||||||||||||||||
Matson Inc. | Common and Preferred Stock 54,438 shares | 3,101,333 | ||||||||||||||||||
Dollar Tree Inc. | Common and Preferred Stock 28,627 shares | 3,092,861 | ||||||||||||||||||
Henry Schein Inc. | Common and Preferred Stock 46,257 shares | 3,092,743 | ||||||||||||||||||
Syneos Health Inc. | Common and Preferred Stock 44,018 shares | 2,998,946 | ||||||||||||||||||
LKQ Corporation | Common and Preferred Stock 82,756 shares | 2,916,321 | ||||||||||||||||||
Fiverr International Limited | Common and Preferred Stock 14,580 shares | 2,844,558 | ||||||||||||||||||
Keysight Technologies Inc. | Common and Preferred Stock 21,335 shares | 2,818,140 | ||||||||||||||||||
Frontdoor Inc. | Common and Preferred Stock 56,049 shares | 2,814,220 | ||||||||||||||||||
Mednax Inc. | Common and Preferred Stock 77,089 shares | 2,788,308 | ||||||||||||||||||
Grocery Outlet Holding Corporation | Common and Preferred Stock 70,743 shares | 2,776,663 | ||||||||||||||||||
Itron Inc. | Common and Preferred Stock 28,851 shares | 2,766,811 | ||||||||||||||||||
Kirby Corporation | Common and Preferred Stock 52,563 shares | 2,724,340 | ||||||||||||||||||
Royal Dutch Shell PLC | Common and Preferred Stock 77,220 shares | 2,713,511 | ||||||||||||||||||
HMS Holdings Corporation | Common and Preferred Stock 71,035 shares | 2,610,536 | ||||||||||||||||||
MACOM Technology Solutions Holdings Inc. | Common and Preferred Stock 46,837 shares | 2,577,908 | ||||||||||||||||||
Advanced Energy Industries Inc. | Common and Preferred Stock 26,380 shares | 2,558,069 | ||||||||||||||||||
UBS Group AG | Common and Preferred Stock 179,784 shares | 2,540,348 | ||||||||||||||||||
Ingredion Inc. | Common and Preferred Stock 32,251 shares | 2,537,186 | ||||||||||||||||||
Hologic Inc. | Common and Preferred Stock 34,653 shares | 2,523,778 | ||||||||||||||||||
Nuance Communications Inc. | Common and Preferred Stock 57,083 shares | 2,516,789 | ||||||||||||||||||
Trimble Inc. | Common and Preferred Stock 37,506 shares | 2,504,276 | ||||||||||||||||||
Solarwinds Corporation | Common and Preferred Stock 167,084 shares | 2,497,906 | ||||||||||||||||||
IAA Spinco Inc. | Common and Preferred Stock 38,361 shares | 2,492,698 | ||||||||||||||||||
Coupa Software Inc. | Common and Preferred Stock 7,250 shares | 2,457,098 | ||||||||||||||||||
Tennant Company | Common and Preferred Stock 35,011 shares | 2,456,722 | ||||||||||||||||||
Airbnb Inc. Class A | Common and Preferred Stock 16,495 shares | 2,421,466 | ||||||||||||||||||
Morgan Stanley | Common and Preferred Stock 35,231 shares | 2,414,380 | ||||||||||||||||||
Bottomline Technologies Inc. | Common and Preferred Stock 45,135 shares | 2,380,420 | ||||||||||||||||||
Middleby Corporation | Common and Preferred Stock 18,369 shares | 2,368,131 | ||||||||||||||||||
Bio-Techne Corporation | Common and Preferred Stock 7,414 shares | 2,354,316 | ||||||||||||||||||
Cardinal Health, Inc. | Common and Preferred Stock 43,846 shares | 2,348,392 | ||||||||||||||||||
QTS Realty Trust Inc. Class A | Common and Preferred Stock 37,885 shares | 2,344,324 | ||||||||||||||||||
Dycom Industries Inc. | Common and Preferred Stock 31,031 shares | 2,343,461 | ||||||||||||||||||
C.H. Robinson Worldwide Inc. | Common and Preferred Stock 24,663 shares | 2,315,116 | ||||||||||||||||||
Chemed Corporation | Common and Preferred Stock 4,339 shares | 2,310,995 | ||||||||||||||||||
LPL Financial Holdings Inc. | Common and Preferred Stock 22,165 shares | 2,310,036 | ||||||||||||||||||
Graco Inc. | Common and Preferred Stock 31,649 shares | 2,289,805 | ||||||||||||||||||
Cenovus Energy Inc. | Common and Preferred Stock 378,966 shares | 2,288,955 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
ASGN Inc. | Common and Preferred Stock 27,194 shares | 2,271,515 | ||||||||||||||||||
Vroom Inc. | Common and Preferred Stock 55,056 shares | 2,255,644 | ||||||||||||||||||
FTI Consulting Inc. | Common and Preferred Stock 19,943 shares | 2,228,032 | ||||||||||||||||||
8X8 Inc. | Common and Preferred Stock 63,510 shares | 2,189,190 | ||||||||||||||||||
Acadia Healthcare Company Inc. | Common and Preferred Stock 43,359 shares | 2,179,223 | ||||||||||||||||||
DEX Inc. | Common and Preferred Stock 5,800 shares | 2,144,376 | ||||||||||||||||||
ACI Worldwide Inc. | Common and Preferred Stock 54,349 shares | 2,088,632 | ||||||||||||||||||
Prosperity Bancshares Inc. | Common and Preferred Stock 29,903 shares | 2,074,072 | ||||||||||||||||||
DoorDash Inc. Class A | Common and Preferred Stock 14,513 shares | 2,071,731 | ||||||||||||||||||
John Bean Technologies Corporation | Common and Preferred Stock 18,191 shares | 2,071,409 | ||||||||||||||||||
Harsco Corporation | Common and Preferred Stock 114,483 shares | 2,058,404 | ||||||||||||||||||
Viatris Inc. | Common and Preferred Stock 109,141 shares | 2,045,302 | ||||||||||||||||||
AMN Healthcare Services Inc. | Common and Preferred Stock 29,880 shares | 2,039,310 | ||||||||||||||||||
Pacific Premier Bancorp Inc. | Common and Preferred Stock 64,842 shares | 2,031,500 | ||||||||||||||||||
Kodiak Sciences Inc. | Common and Preferred Stock 13,766 shares | 2,022,363 | ||||||||||||||||||
Shutterstock Inc. | Common and Preferred Stock 28,061 shares | 2,011,974 | ||||||||||||||||||
ALLETE Inc. | Common and Preferred Stock 32,293 shares | 2,000,228 | ||||||||||||||||||
Altra Industrial Motion Corporation | Common and Preferred Stock 35,259 shares | 1,954,406 | ||||||||||||||||||
First American Financial Corporation | Common and Preferred Stock 37,139 shares | 1,917,487 | ||||||||||||||||||
Snowflake Inc. Class A | Common and Preferred Stock 6,802 shares | 1,914,083 | ||||||||||||||||||
Cohen & Steers Inc. | Common and Preferred Stock 25,420 shares | 1,888,706 | ||||||||||||||||||
Cooper Companies Inc. | Common and Preferred Stock 5,162 shares | 1,875,458 | ||||||||||||||||||
Wolverine World Wide Inc. | Common and Preferred Stock 59,918 shares | 1,872,438 | ||||||||||||||||||
Mid-American Apartment Communities Inc. | Common and Preferred Stock 14,573 shares | 1,846,253 | ||||||||||||||||||
Exxon Mobil Corporation | Common and Preferred Stock 44,789 shares | 1,846,203 | ||||||||||||||||||
NCR Corporation | Common and Preferred Stock 49,093 shares | 1,844,424 | ||||||||||||||||||
Forward Air Corporation | Common and Preferred Stock 23,585 shares | 1,812,271 | ||||||||||||||||||
FLIR Systems Inc. | Common and Preferred Stock 41,319 shares | 1,811,012 | ||||||||||||||||||
Cabot Corporation | Common and Preferred Stock 40,349 shares | 1,810,863 | ||||||||||||||||||
AptarGroup Inc. | Common and Preferred Stock 13,218 shares | 1,809,412 | ||||||||||||||||||
Omnicell Inc. | Common and Preferred Stock 15,070 shares | 1,808,701 | ||||||||||||||||||
Booking Holdings Inc. | Common and Preferred Stock 810 shares | 1,804,089 | ||||||||||||||||||
Rogers Corporation | Common and Preferred Stock 11,490 shares | 1,784,282 | ||||||||||||||||||
Albany International Corporation Class A | Common and Preferred Stock 24,108 shares | 1,770,009 | ||||||||||||||||||
AerCap Holdings N.V. | Common and Preferred Stock 38,739 shares | 1,765,724 | ||||||||||||||||||
Evercore Inc. | Common and Preferred Stock 15,973 shares | 1,751,280 | ||||||||||||||||||
National Bank Holdings Corporation Class A | Common and Preferred Stock 52,888 shares | 1,732,611 | ||||||||||||||||||
WisdomTree Investments Inc. | Common and Preferred Stock 322,537 shares | 1,725,573 | ||||||||||||||||||
Heron Therapeutics Inc. | Common and Preferred Stock 81,441 shares | 1,723,699 | ||||||||||||||||||
Axogen Inc. | Common and Preferred Stock 93,014 shares | 1,664,951 | ||||||||||||||||||
Atmos Energy Corporation | Common and Preferred Stock 17,394 shares | 1,659,909 | ||||||||||||||||||
Herbalife Nutrition Limited | Common and Preferred Stock 34,534 shares | 1,659,359 | ||||||||||||||||||
IPG Photonics Corporation | Common and Preferred Stock 7,410 shares | 1,658,284 | ||||||||||||||||||
Cimpress plc | Common and Preferred Stock 18,538 shares | 1,626,524 | ||||||||||||||||||
BankUnited Inc. | Common and Preferred Stock 46,213 shares | 1,607,288 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
Aspen Technology Inc. | Common and Preferred Stock 12,330 shares | 1,605,983 | ||||||||||||||||||
Monro Inc. | Common and Preferred Stock 30,008 shares | 1,599,426 | ||||||||||||||||||
New Relic Inc. | Common and Preferred Stock 24,084 shares | 1,575,094 | ||||||||||||||||||
Nasdaq Inc. | Common and Preferred Stock 11,830 shares | 1,570,314 | ||||||||||||||||||
Knowles Corporation | Common and Preferred Stock 84,196 shares | 1,551,732 | ||||||||||||||||||
FireEye Inc. | Common and Preferred Stock 66,935 shares | 1,543,521 | ||||||||||||||||||
National Retail Properties Inc. | Common and Preferred Stock 37,645 shares | 1,540,433 | ||||||||||||||||||
Hexcel Corporation | Common and Preferred Stock 30,876 shares | 1,497,177 | ||||||||||||||||||
iShares Russell Mid-Cap ETF | Mutual Fund 21,817 units | 1,495,555 | ||||||||||||||||||
Revance Therapeutics Inc. | Common and Preferred Stock 52,706 shares | 1,493,688 | ||||||||||||||||||
iShares Russell 2000 ETF | Mutual Fund 7,584 units | 1,486,919 | ||||||||||||||||||
Abiomed Inc. | Common and Preferred Stock 4,517 shares | 1,464,411 | ||||||||||||||||||
Exact Sciences Corporation | Common and Preferred Stock 10,862 shares | 1,439,106 | ||||||||||||||||||
Signature Bank | Common and Preferred Stock 10,340 shares | 1,398,899 | ||||||||||||||||||
Graphic Packaging Holding Company | Common and Preferred Stock 81,825 shares | 1,386,116 | ||||||||||||||||||
Tronox Holdings PLC | Common and Preferred Stock 94,395 shares | 1,380,051 | ||||||||||||||||||
Alleghany Corporation | Common and Preferred Stock 2,274 shares | 1,372,791 | ||||||||||||||||||
Integra Lifesciences Holding Corporation | Common and Preferred Stock 20,475 shares | 1,329,237 | ||||||||||||||||||
JBG SMITH Properties | Common and Preferred Stock 42,145 shares | 1,317,874 | ||||||||||||||||||
Sarepta Therapeutics Inc. | Common and Preferred Stock 7,627 shares | 1,300,327 | ||||||||||||||||||
SLR Investment Corporation | Common and Preferred Stock 73,988 shares | 1,295,530 | ||||||||||||||||||
CarGurus Inc. Class A | Common and Preferred Stock 39,887 shares | 1,265,615 | ||||||||||||||||||
Kraton Corporation | Common and Preferred Stock 45,507 shares | 1,264,640 | ||||||||||||||||||
Grand Canyon Education Inc. | Common and Preferred Stock 13,417 shares | 1,249,257 | ||||||||||||||||||
Alamos Gold Inc. Class A | Common and Preferred Stock 140,943 shares | 1,233,251 | ||||||||||||||||||
Polaris Inc. | Common and Preferred Stock 12,767 shares | 1,216,440 | ||||||||||||||||||
Fox Factory Holding Corporation | Common and Preferred Stock 11,335 shares | 1,198,223 | ||||||||||||||||||
Neurocrine Biosciences Inc. | Common and Preferred Stock 12,302 shares | 1,179,147 | ||||||||||||||||||
Matthews International Corporation Class A | Common and Preferred Stock 39,584 shares | 1,163,770 | ||||||||||||||||||
Huron Consulting Group Inc. | Common and Preferred Stock 19,561 shares | 1,153,121 | ||||||||||||||||||
Agios Pharmaceuticals Inc. | Common and Preferred Stock 26,442 shares | 1,145,732 | ||||||||||||||||||
Deciphera Pharmaceuticals Inc. | Common and Preferred Stock 19,916 shares | 1,136,606 | ||||||||||||||||||
Bank Ozk | Common and Preferred Stock 36,313 shares | 1,135,508 | ||||||||||||||||||
TreeHouse Foods Inc. | Common and Preferred Stock 26,369 shares | 1,120,419 | ||||||||||||||||||
Markel Corporation Holding Company | Common and Preferred Stock 1,070 shares | 1,105,631 | ||||||||||||||||||
Ontrak Inc. | Common and Preferred Stock 17,315 shares | 1,069,894 | ||||||||||||||||||
Carlisle Companies Inc. | Common and Preferred Stock 6,846 shares | 1,069,208 | ||||||||||||||||||
KBR, Inc. | Common and Preferred Stock 34,371 shares | 1,063,095 | ||||||||||||||||||
Masimo Corporation | Common and Preferred Stock 3,952 shares | 1,060,638 | ||||||||||||||||||
Barnes Group Inc. | Common and Preferred Stock 20,016 shares | 1,014,611 | ||||||||||||||||||
Knight-Swift Transportation Holdings Inc. Class A | Common and Preferred Stock 23,969 shares | 1,002,384 | ||||||||||||||||||
AZZ Inc. | Common and Preferred Stock 21,029 shares | 997,616 | ||||||||||||||||||
1-800-FLOWERS.COM Inc. Class A | Common and Preferred Stock 37,998 shares | 987,948 | ||||||||||||||||||
Coherus BioSciences Inc. | Common and Preferred Stock 56,627 shares | 984,177 | ||||||||||||||||||
Nu Skin Enterprises Inc. Class A | Common and Preferred Stock 18,011 shares | 983,941 | ||||||||||||||||||
Encompass Health Corporation | Common and Preferred Stock 11,653 shares | 963,587 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
WillScot Mobile Mini Holdings Corporation | Common and Preferred Stock 40,796 shares | 945,243 | ||||||||||||||||||
Allakos Inc. | Common and Preferred Stock 6,693 shares | 937,020 | ||||||||||||||||||
Kennametal Inc. Capital | Common and Preferred Stock 25,828 shares | 936,007 | ||||||||||||||||||
SpringWorks Therapeutics Inc. | Common and Preferred Stock 12,772 shares | 926,225 | ||||||||||||||||||
Flowserve Corporation | Common and Preferred Stock 24,970 shares | 920,145 | ||||||||||||||||||
Albemarle Corporation | Common and Preferred Stock 6,223 shares | 918,017 | ||||||||||||||||||
Texas Capital Bancshares Inc. | Common and Preferred Stock 15,114 shares | 899,283 | ||||||||||||||||||
Nevro Corporation | Common and Preferred Stock 5,189 shares | 898,216 | ||||||||||||||||||
WSFS Financial Corporation | Common and Preferred Stock 19,886 shares | 892,484 | ||||||||||||||||||
CalAmp Corporation | Common and Preferred Stock 89,563 shares | 888,465 | ||||||||||||||||||
Supernus Pharmaceuticals Inc. | Common and Preferred Stock 35,311 shares | 888,425 | ||||||||||||||||||
World Wrestling Entertainment | Common and Preferred Stock 18,100 shares | 869,705 | ||||||||||||||||||
Haemonetics Corporation | Common and Preferred Stock 7,310 shares | 868,063 | ||||||||||||||||||
PacWest Bancorp | Common and Preferred Stock 33,783 shares | 858,088 | ||||||||||||||||||
BRP Group Inc. Class A | Common and Preferred Stock 10,524,567 shares | 842,307 | ||||||||||||||||||
Ciena Corporation | Common and Preferred Stock 15,896 shares | 840,104 | ||||||||||||||||||
Heartland Express Inc. | Common and Preferred Stock 45,509 shares | 823,713 | ||||||||||||||||||
Cal/Maine Foods Inc. | Common and Preferred Stock 21,914 shares | 822,652 | ||||||||||||||||||
Prestige Consumer Healthcare Inc. | Common and Preferred Stock 23,407 shares | 816,202 | ||||||||||||||||||
NorthWestern Corp | Common and Preferred Stock 13,857 shares | 808,002 | ||||||||||||||||||
Viking Therapeutics Inc. | Common and Preferred Stock 141,422 shares | 796,206 | ||||||||||||||||||
Team Inc. | Common and Preferred Stock 71,458 shares | 778,892 | ||||||||||||||||||
Wix.com Limited | Common and Preferred Stock 2,914 shares | 728,383 | ||||||||||||||||||
iShares Core S&P Small-Cap ETF | Mutual Fund 7,852 units | 721,599 | ||||||||||||||||||
Boston Properties Inc. | Common and Preferred Stock 7,616 shares | 719,940 | ||||||||||||||||||
Infinera Corporation | Common and Preferred Stock 63,978 shares | 670,489 | ||||||||||||||||||
Mirati Therapeutics Inc. | Common and Preferred Stock 3,035 shares | 666,607 | ||||||||||||||||||
Sumo Logic Inc. | Common and Preferred Stock 23,120 shares | 660,770 | ||||||||||||||||||
Xperi Holding Corporation | Common and Preferred Stock 30,870 shares | 645,183 | ||||||||||||||||||
Sotera Health Company | Common and Preferred Stock 20,325 shares | 557,718 | ||||||||||||||||||
Silgan Holdings Inc. | Common and Preferred Stock 14,989 shares | 555,792 | ||||||||||||||||||
Berkshire Hills Bancorp Inc. | Common and Preferred Stock 31,036 shares | 531,336 | ||||||||||||||||||
John Wiley & Sons Inc. Class A | Common and Preferred Stock 11,420 shares | 521,437 | ||||||||||||||||||
Range Resources Corporation | Common and Preferred Stock 75,111 shares | 503,244 | ||||||||||||||||||
Banner Corporation | Common and Preferred Stock 10,344 shares | 481,927 | ||||||||||||||||||
Arvinas Inc. | Common and Preferred Stock 5,409 shares | 459,386 | ||||||||||||||||||
Fulton Financial Corporation | Common and Preferred Stock 34,274 shares | 435,965 | ||||||||||||||||||
Designer Brands Inc. Class A | Common and Preferred Stock 49,552 shares | 379,073 | ||||||||||||||||||
Amdocs Limited | Common and Preferred Stock 5,296 shares | 375,645 | ||||||||||||||||||
STAG Industrial Inc. | Common and Preferred Stock 11,083 shares | 347,120 | ||||||||||||||||||
NexTier Oilfield Solutions Inc. | Common and Preferred Stock 91,692 shares | 315,420 | ||||||||||||||||||
Oceaneering International Inc. | Common and Preferred Stock 38,874 shares | 309,048 | ||||||||||||||||||
QEP Resources Inc. | Common and Preferred Stock 123,262 shares | 294,596 | ||||||||||||||||||
RPC Inc. | Common and Preferred Stock 41,584 shares | 130,990 | ||||||||||||||||||
Total U.S. Equity Active Asset Class | 1,414,230,096 |
Identity of Issue | Description of Investment | Current Value | ||||||||||||||||||
U.S. Equity Index Asset Class: | ||||||||||||||||||||
NT Collective Russell 3000 Index Fund / Non Lending* | Collective Trust Fund 18,358,114 units | 1,075,767,094 | ||||||||||||||||||
NT Collective Short Term Investment Fund* | Collective Trust Fund 22,975 units | 22,975 | ||||||||||||||||||
Interest Bearing Cash | Cash and Cash Equivalents 10,025 units | 10,025 | ||||||||||||||||||
Gaming & Leisure Properties Inc. | Common and Preferred Stock 156 shares | 6,596 | ||||||||||||||||||
CTO Realty Growth Inc. | Common and Preferred Stock 79 shares | 3,331 | ||||||||||||||||||
Total U.S. Equity Index Asset Class | 1,075,810,021 | |||||||||||||||||||
International Equity Active Class: | ||||||||||||||||||||
Polaris Capital Management Collective Investment Trust International Value Collective Fund* | Collective Trust Fund 12,901,941 units | 139,174,533 | ||||||||||||||||||
Mawer International Equity Collective Investment Trust Class B* | Collective Trust Fund 8,134,360 units | 133,040,703 | ||||||||||||||||||
Reliance Trust Institutional Retirement Trust GQG Partners International Equity Fund Series 11 Class C* | Collective Trust Fund 8,878,616 units | 109,118,193 | ||||||||||||||||||
Dodge & Cox International Fund | Mutual Fund 2,021,306 units | 88,331,072 | ||||||||||||||||||
Wilmington Trust Collective Investment Trust / Jennison International Equity Opportunities CIT Class J* | Collective Trust Fund 7,464,594 units | 80,020,451 | ||||||||||||||||||
NT Collective MSCI All Country World Index (ACWI) ex/US Index Fund / Non Lending* | Collective Trust Fund 126,142 units | 25,600,853 | ||||||||||||||||||
NT Collective Short Term Investment Fund* | Collective Trust Fund 1,654 units | 1,654 | ||||||||||||||||||
Total International Equity Active Asset Class | 575,287,459 | |||||||||||||||||||
International Equity Index Asset Class: | ||||||||||||||||||||
NT Collective All Country World Index (ACWI) Ex/US Fund / Non Lending* | Collective Trust Fund 2,378,230 units | 440,709,736 | ||||||||||||||||||
BlackRock FTSE RAFI Emerging Index Non Lendable Fund F* | Collective Trust Fund 21,268 units | 99,199 | ||||||||||||||||||
Total International Equity Index Asset Class | 440,808,935 | |||||||||||||||||||
Participant Self-Directed Accounts | Various Investments | 637,559,351 | ||||||||||||||||||
637,559,351 | ||||||||||||||||||||
Notes Receivable from Participants* | Interest Rate 3.50% - 9.74% | 32,890,569 | ||||||||||||||||||
32,890,569 | ||||||||||||||||||||
Other: | ||||||||||||||||||||
BIF Money Fund* | Cash and Cash Equivalents 2,432,959 units | 2,432,959 | ||||||||||||||||||
NT Collective Short Term Investment Fund* | Collective Trust Fund 164,688 units | 164,689 | ||||||||||||||||||
Exide Technologies | Common and Preferred Stock 37,308 shares | 26,603 | ||||||||||||||||||
Exide Technologies 144A 11.0% Due 05/24/2017 | Corporate Bond 9,077 units | 78 | ||||||||||||||||||
Total Other | 2,624,329 | |||||||||||||||||||
Grand Total | $ | 6,757,768,003 |
* Indicates party-in-interest |
Identity of Issue | Description of Investment | Proceeds from Dispositions | ||||||||||||
Participant Self-Directed Brokerage Accounts | Various Investments | 284,291 |
Identity of obligor | Original amount of loan (cost of security) | Unpaid balance at end of year (fair value of security) | Detailed description of loan including dates of making and maturity, interest rate, the type and value of collateral, any renegotiation of the loan and the terms of the renegotiation and other material items (description of fixed income obligation) | Amount of principal overdue | Amount of interest overdue | |||||||||||||||||||||||||||
Kaupthing Bank | $ | 183,033 | $ | 775 | Corporate Bonds 310,000 units due 2/28/2020 | $ | 310,000 | $ | — |
Amgen Retirement and Savings Plan (Name of Plan) | ||||||||||||||||||||
Date: | June 22, 2021 | By: | /s/ PETER H. GRIFFITH | |||||||||||||||||
Peter H. Griffith | ||||||||||||||||||||
Executive Vice President and | ||||||||||||||||||||
Chief Financial Officer | ||||||||||||||||||||
Amgen Inc. |